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1Firmware Update (FWU)
2=====================
3
4Introduction
5------------
6
7This document describes the design of the Firmware Update (FWU) feature, which
8enables authenticated firmware to update firmware images from external
9interfaces such as USB, UART, SD-eMMC, NAND, NOR or Ethernet to SoC Non-Volatile
10memories such as NAND Flash, LPDDR2-NVM or any memory determined by the
11platform. This feature functions even when the current firmware in the system
12is corrupt or missing; it therefore may be used as a recovery mode. It may also
13be complemented by other, higher level firmware update software.
14
15FWU implements a specific part of the Trusted Board Boot Requirements (TBBR)
16specification, Arm DEN0006C-1. It should be used in conjunction with the
17:ref:`Trusted Board Boot` design document, which describes the image
18authentication parts of the Trusted Firmware-A (TF-A) TBBR implementation.
19
20Scope
21~~~~~
22
23This document describes the secure world FWU design. It is beyond its scope to
24describe how normal world FWU images should operate. To implement normal world
25FWU images, please refer to the "Non-Trusted Firmware Updater" requirements in
26the TBBR.
27
28FWU Overview
29------------
30
31The FWU boot flow is primarily mediated by BL1. Since BL1 executes in ROM, and
32it is usually desirable to minimize the amount of ROM code, the design allows
33some parts of FWU to be implemented in other secure and normal world images.
34Platform code may choose which parts are implemented in which images but the
35general expectation is:
36
37-  BL1 handles:
38
39   -  Detection and initiation of the FWU boot flow.
40   -  Copying images from non-secure to secure memory
41   -  FWU image authentication
42   -  Context switching between the normal and secure world during the FWU
43      process.
44
45-  Other secure world FWU images handle platform initialization required by
46   the FWU process.
47-  Normal world FWU images handle loading of firmware images from external
48   interfaces to non-secure memory.
49
50The primary requirements of the FWU feature are:
51
52#. Export a BL1 SMC interface to interoperate with other FWU images executing
53   at other Exception Levels.
54#. Export a platform interface to provide FWU common code with the information
55   it needs, and to enable platform specific FWU functionality. See the
56   :ref:`Porting Guide` for details of this interface.
57
58TF-A uses abbreviated image terminology for FWU images like for other TF-A
59images. See the :ref:`Image Terminology` document for an explanation of these
60terms.
61
62The following diagram shows the FWU boot flow for Arm development platforms.
63Arm CSS platforms like Juno have a System Control Processor (SCP), and these
64use all defined FWU images. Other platforms may use a subset of these.
65
66|Flow Diagram|
67
68Image Identification
69--------------------
70
71Each FWU image and certificate is identified by a unique ID, defined by the
72platform, which BL1 uses to fetch an image descriptor (``image_desc_t``) via a
73call to ``bl1_plat_get_image_desc()``. The same ID is also used to prepare the
74Chain of Trust (Refer to the :ref:`Authentication Framework & Chain of Trust`
75document for more information).
76
77The image descriptor includes the following information:
78
79-  Executable or non-executable image. This indicates whether the normal world
80   is permitted to request execution of a secure world FWU image (after
81   authentication). Secure world certificates and non-AP images are examples
82   of non-executable images.
83-  Secure or non-secure image. This indicates whether the image is
84   authenticated/executed in secure or non-secure memory.
85-  Image base address and size.
86-  Image entry point configuration (an ``entry_point_info_t``).
87-  FWU image state.
88
89BL1 uses the FWU image descriptors to:
90
91-  Validate the arguments of FWU SMCs
92-  Manage the state of the FWU process
93-  Initialize the execution state of the next FWU image.
94
95FWU State Machine
96-----------------
97
98BL1 maintains state for each FWU image during FWU execution. FWU images at lower
99Exception Levels raise SMCs to invoke FWU functionality in BL1, which causes
100BL1 to update its FWU image state. The BL1 image states and valid state
101transitions are shown in the diagram below. Note that secure images have a more
102complex state machine than non-secure images.
103
104|FWU state machine|
105
106The following is a brief description of the supported states:
107
108-  RESET: This is the initial state of every image at the start of FWU.
109   Authentication failure also leads to this state. A secure
110   image may yield to this state if it has completed execution.
111   It can also be reached by using ``FWU_SMC_IMAGE_RESET``.
112
113-  COPYING: This is the state of a secure image while BL1 is copying it
114   in blocks from non-secure to secure memory.
115
116-  COPIED: This is the state of a secure image when BL1 has completed
117   copying it to secure memory.
118
119-  AUTHENTICATED: This is the state of an image when BL1 has successfully
120   authenticated it.
121
122-  EXECUTED: This is the state of a secure, executable image when BL1 has
123   passed execution control to it.
124
125-  INTERRUPTED: This is the state of a secure, executable image after it has
126   requested BL1 to resume normal world execution.
127
128BL1 SMC Interface
129-----------------
130
131BL1_SMC_CALL_COUNT
132~~~~~~~~~~~~~~~~~~
133
134::
135
136    Arguments:
137        uint32_t function ID : 0x0
138
139    Return:
140        uint32_t
141
142This SMC returns the number of SMCs supported by BL1.
143
144BL1_SMC_UID
145~~~~~~~~~~~
146
147::
148
149    Arguments:
150        uint32_t function ID : 0x1
151
152    Return:
153        UUID : 32 bits in each of w0-w3 (or r0-r3 for AArch32 callers)
154
155This SMC returns the 128-bit `Universally Unique Identifier`_ for the
156BL1 SMC service.
157
158BL1_SMC_VERSION
159~~~~~~~~~~~~~~~
160
161::
162
163    Argument:
164        uint32_t function ID : 0x3
165
166    Return:
167        uint32_t : Bits [31:16] Major Version
168                   Bits [15:0] Minor Version
169
170This SMC returns the current version of the BL1 SMC service.
171
172BL1_SMC_RUN_IMAGE
173~~~~~~~~~~~~~~~~~
174
175::
176
177    Arguments:
178        uint32_t           function ID : 0x4
179        entry_point_info_t *ep_info
180
181    Return:
182        void
183
184    Pre-conditions:
185        if (normal world caller) synchronous exception
186        if (ep_info not EL3) synchronous exception
187
188This SMC passes execution control to an EL3 image described by the provided
189``entry_point_info_t`` structure. In the normal TF-A boot flow, BL2 invokes
190this SMC for BL1 to pass execution control to BL31.
191
192FWU_SMC_IMAGE_COPY
193~~~~~~~~~~~~~~~~~~
194
195::
196
197    Arguments:
198        uint32_t     function ID : 0x10
199        unsigned int image_id
200        uintptr_t    image_addr
201        unsigned int block_size
202        unsigned int image_size
203
204    Return:
205        int : 0 (Success)
206            : -ENOMEM
207            : -EPERM
208
209    Pre-conditions:
210        if (image_id is invalid) return -EPERM
211        if (image_id is non-secure image) return -EPERM
212        if (image_id state is not (RESET or COPYING)) return -EPERM
213        if (secure world caller) return -EPERM
214        if (image_addr + block_size overflows) return -ENOMEM
215        if (image destination address + image_size overflows) return -ENOMEM
216        if (source block is in secure memory) return -ENOMEM
217        if (source block is not mapped into BL1) return -ENOMEM
218        if (image_size > free secure memory) return -ENOMEM
219        if (image overlaps another image) return -EPERM
220
221This SMC copies the secure image indicated by ``image_id`` from non-secure memory
222to secure memory for later authentication. The image may be copied in a single
223block or multiple blocks. In either case, the total size of the image must be
224provided in ``image_size`` when invoking this SMC for the first time for each
225image; it is ignored in subsequent calls (if any) for the same image.
226
227The ``image_addr`` and ``block_size`` specify the source memory block to copy from.
228The destination address is provided by the platform code.
229
230If ``block_size`` is greater than the amount of remaining bytes to copy for this
231image then the former is truncated to the latter. The copy operation is then
232considered as complete and the FWU state machine transitions to the "COPIED"
233state. If there is still more to copy, the FWU state machine stays in or
234transitions to the COPYING state (depending on the previous state).
235
236When using multiple blocks, the source blocks do not necessarily need to be in
237contiguous memory.
238
239Once the SMC is handled, BL1 returns from exception to the normal world caller.
240
241FWU_SMC_IMAGE_AUTH
242~~~~~~~~~~~~~~~~~~
243
244::
245
246    Arguments:
247        uint32_t     function ID : 0x11
248        unsigned int image_id
249        uintptr_t    image_addr
250        unsigned int image_size
251
252    Return:
253        int : 0 (Success)
254            : -ENOMEM
255            : -EPERM
256            : -EAUTH
257
258    Pre-conditions:
259        if (image_id is invalid) return -EPERM
260        if (secure world caller)
261            if (image_id state is not RESET) return -EPERM
262            if (image_addr/image_size is not mapped into BL1) return -ENOMEM
263        else // normal world caller
264            if (image_id is secure image)
265                if (image_id state is not COPIED) return -EPERM
266            else // image_id is non-secure image
267                if (image_id state is not RESET) return -EPERM
268                if (image_addr/image_size is in secure memory) return -ENOMEM
269                if (image_addr/image_size not mapped into BL1) return -ENOMEM
270
271This SMC authenticates the image specified by ``image_id``. If the image is in the
272RESET state, BL1 authenticates the image in place using the provided
273``image_addr`` and ``image_size``. If the image is a secure image in the COPIED
274state, BL1 authenticates the image from the secure memory that BL1 previously
275copied the image into.
276
277BL1 returns from exception to the caller. If authentication succeeds then BL1
278sets the image state to AUTHENTICATED. If authentication fails then BL1 returns
279the -EAUTH error and sets the image state back to RESET.
280
281FWU_SMC_IMAGE_EXECUTE
282~~~~~~~~~~~~~~~~~~~~~
283
284::
285
286    Arguments:
287        uint32_t     function ID : 0x12
288        unsigned int image_id
289
290    Return:
291        int : 0 (Success)
292            : -EPERM
293
294    Pre-conditions:
295        if (image_id is invalid) return -EPERM
296        if (secure world caller) return -EPERM
297        if (image_id is non-secure image) return -EPERM
298        if (image_id is non-executable image) return -EPERM
299        if (image_id state is not AUTHENTICATED) return -EPERM
300
301This SMC initiates execution of a previously authenticated image specified by
302``image_id``, in the other security world to the caller. The current
303implementation only supports normal world callers initiating execution of a
304secure world image.
305
306BL1 saves the normal world caller's context, sets the secure image state to
307EXECUTED, and returns from exception to the secure image.
308
309FWU_SMC_IMAGE_RESUME
310~~~~~~~~~~~~~~~~~~~~
311
312::
313
314    Arguments:
315        uint32_t   function ID : 0x13
316        register_t image_param
317
318    Return:
319        register_t : image_param (Success)
320                   : -EPERM
321
322    Pre-conditions:
323        if (normal world caller and no INTERRUPTED secure image) return -EPERM
324
325This SMC resumes execution in the other security world while there is a secure
326image in the EXECUTED/INTERRUPTED state.
327
328For normal world callers, BL1 sets the previously interrupted secure image state
329to EXECUTED. For secure world callers, BL1 sets the previously executing secure
330image state to INTERRUPTED. In either case, BL1 saves the calling world's
331context, restores the resuming world's context and returns from exception into
332the resuming world. If the call is successful then the caller provided
333``image_param`` is returned to the resumed world, otherwise an error code is
334returned to the caller.
335
336FWU_SMC_SEC_IMAGE_DONE
337~~~~~~~~~~~~~~~~~~~~~~
338
339::
340
341    Arguments:
342        uint32_t function ID : 0x14
343
344    Return:
345        int : 0 (Success)
346            : -EPERM
347
348    Pre-conditions:
349        if (normal world caller) return -EPERM
350
351This SMC indicates completion of a previously executing secure image.
352
353BL1 sets the previously executing secure image state to the RESET state,
354restores the normal world context and returns from exception into the normal
355world.
356
357FWU_SMC_UPDATE_DONE
358~~~~~~~~~~~~~~~~~~~
359
360::
361
362    Arguments:
363        uint32_t   function ID : 0x15
364        register_t client_cookie
365
366    Return:
367        N/A
368
369This SMC completes the firmware update process. BL1 calls the platform specific
370function ``bl1_plat_fwu_done``, passing the optional argument ``client_cookie`` as
371a ``void *``. The SMC does not return.
372
373FWU_SMC_IMAGE_RESET
374~~~~~~~~~~~~~~~~~~~
375
376::
377
378    Arguments:
379        uint32_t     function ID : 0x16
380        unsigned int image_id
381
382    Return:
383        int : 0 (Success)
384            : -EPERM
385
386    Pre-conditions:
387        if (secure world caller) return -EPERM
388        if (image in EXECUTED) return -EPERM
389
390This SMC sets the state of an image to RESET and zeroes the memory used by it.
391
392This is only allowed if the image is not being executed.
393
394--------------
395
396*Copyright (c) 2015-2019, Arm Limited and Contributors. All rights reserved.*
397
398.. _Universally Unique Identifier: https://tools.ietf.org/rfc/rfc4122.txt
399.. |Flow Diagram| image:: ../resources/diagrams/fwu_flow.png
400.. |FWU state machine| image:: ../resources/diagrams/fwu_states.png
401