1# Remote Provisioning HAL 2 3## Objective 4 5Design a HAL to support over-the-air provisioning of certificates for asymmetric 6keys. The HAL must interact effectively with Keystore (and other daemons) and 7protect device privacy and security. 8 9Note that this API was originally designed for KeyMint, with the intention that 10it should be usable for other HALs that require certificate provisioning. 11Throughout this document we'll refer to the Keystore and KeyMint (formerly 12called Keymaster) components, but only for concreteness and convenience; those 13labels could be replaced with the names of any system and secure area 14components, respectively, that need certificates provisioned. 15 16## Key design decisions 17 18### General approach 19 20To more securely and reliably get keys and certificates to Android devices, we 21need to create a system where no party outside of the device's secure components 22is responsible for managing private keys. The strategy we've chosen is to 23deliver certificates over the air, using an asymmetric key pair created 24on-device in the factory as a root of trust to create an authenticated, secure 25channel. In this document we refer to this device-unique asymmetric key pair as 26Device Key (DK), its public half DK\_pub, its private half DK\_priv and a Device 27Key Certificate containing DK\_pub is denoted DKC. 28 29In order for the provisioning service to use DK (or a key authenticated by DK), 30it must know whether a given DK\_pub is known and trusted. To prove trust, we 31ask device OEMs to use one of two mechanisms: 32 331. (Preferred, recommended) The device OEM extracts DK\_pub from each device it 34 manufactures and uploads the public keys to a backend server. 35 361. The device OEM signs the DK\_pub to produce DKC and stores it on the device. 37 This has the advantage that they don't need to upload a DK\_pub for every 38 device immediately, but the disadvantage that they have to manage their 39 private signing keys, which means they have to have HSMs, configure and 40 secure them correctly, etc. Some backend providers may also require that the 41 OEM passes a factory security audit, and additionally promises to upload the 42 keys eventually as well. 43 44Note that in the full elaboration of this plan, DK\_pub is not the key used to 45establish a secure channel. Instead, DK\_pub is just the first public key in a 46chain of public keys which ends with the KeyMint public key, KM\_pub. All keys 47in the chain are device-unique and are joined in a certificate chain called the 48_Boot Certificate Chain_ (BCC), because in phases 2 and 3 of the remote 49provisioning project it is a chain of certificates corresponding to boot phases. 50We speak of the BCC even for phase 1, though in phase 1 it contains only a 51single self-signed DKC. This is described in more depth in the Phases section 52below. 53 54The BCC is authenticated by DK\_pub. To authenticate DK\_pub, we may have 55additional DKCs, from the SoC vendor, the device OEM, or both. Those are not 56part of the BCC but included as optional fields in the certificate request 57structure. 58 59The format of the the DK and BCC is specified within [Open Profile for DICE] 60(https://pigweed.googlesource.com/open-dice/+/HEAD/docs/specification.md). To 61map phrases within this document to their equivalent terminology in the DICE 62specification, read the terms as follows: the DK corresponds to the UDS-derived 63key pair, DKC corresponds to the UDS certificate, and the BCC entries between 64DK\_pub and KM\_pub correspond to a chain of CDI certificates. 65 66Note: In addition to allowing 32 byte hash values for fields in the BCC payload, 67this spec additionally constrains some of the choices allowed in open-DICE. 68Specifically, these include which entries are required and which are optional in 69the BCC payload, and which algorithms are acceptable for use. 70 71### Phases 72 73RKP will be deployed in three phases, in terms of managing the root of trust 74binding between the device and the backend. To briefly describe them: 75 76* Phase 1: In phase 1 there is only one entry in the BCC; DK_pub and KM_pub are 77 the same key and the certificate is self-signed. 78* Phase 2: This is identical to phase 1, except it leverages the hardware root 79 of trust process described by DICE. Instead of trust being rooted in the TEE, 80 it is now rooted in the ROM by key material blown into fuses which are only 81 accessible to the ROM code. 82* Phase 3: This is identical to Phase 2, except the SoC vendor also does the 83 public key extraction or certification in their facilities, along with the OEM 84 doing it in the factory. This tightens up the "supply chain" and aims to make 85 key upload management more secure. 86 87### Privacy considerations 88 89Because DK and the DKCs are unique, immutable, unspoofable hardware-bound 90identifiers for the device, we must limit access to them to the absolute minimum 91possible. We do this in two ways: 92 931. We require KeyMint (which knows the BCC and either knows or at least has the 94ability to use KM\_priv) to refuse to ever divulge the BCC or additional 95signatures in plaintext. Instead, KeyMint requires the caller to provide an 96_Endpoint Encryption Key_ (EEK), with which it will encrypt the data before 97returning it. When provisioning production keys, the EEK must be signed by an 98approved authority whose public key is embedded in KeyMint. When certifying test 99keys, KeyMint will accept any EEK without checking the signature, but will 100encrypt and return a test BCC, rather than the real one. The result is that 101only an entity in possession of an Trusted EEK (TEEK) private key can discover 102the plaintext of the production BCC. 1031. Having thus limited access to the public keys to the trusted party only, we 104need to prevent the entity from abusing this unique device identifier. The 105approach and mechanisms for doing that are beyond the scope of this document 106(they must be addressed in the server design), but generally involve taking care 107to ensure that we do not create any links between user IDs, IP addresses or 108issued certificates and the device pubkey. 109 110Although the details of the mechanisms for preventing the entity from abusing 111the BCC are, as stated, beyond the scope of this document, there is a subtle 112design decision here made specifically to enable abuse prevention. Specifically 113the `CertificateRequest` message sent to the server is (in 114[CDDL](https://tools.ietf.org/html/rfc8610)): 115 116``` 117cddl 118CertificateRequest = [ 119 DeviceInfo, 120 challenge : bstr, 121 ProtectedData, 122 MacedKeysToSign 123] 124``` 125 126The public keys to be attested by the server are in `MacedKeysToSign`, which is 127a COSE\_Mac0 structure, MACed with a key that is found in `ProtectedData`. The 128MAC key is signed by DK\_pub. 129 130This structure allows the backend component that has access to EEK\_priv to 131decrypt `ProtectedData`, validate that the request is from an authorized device, 132check that the request is fresh and verify and extract the MAC key. That backend 133component never sees any data related to the keys to be signed, but can provide 134the MAC key to another backend component that can verify `MacedKeysToSign` and 135proceed to generate the certificates. 136 137In this way, we can partition the provisioning server into one component that 138knows the device identity, as represented by DK\_pub, but never sees the keys to 139be certified or certificates generated, and another component that sees the keys 140to be certified and certificates generated but does not know the device 141identity. 142 143### Key and cryptographic message formatting 144 145For simplicity of generation and parsing, compactness of wire representation, 146and flexibility and standardization, we've settled on using the CBOR Object 147Signing and Encryption (COSE) standard, defined in [RFC 1488152](https://tools.ietf.org/html/rfc8152). COSE provides compact and reasonably 149simple, yet easily-extensible, wire formats for: 150 151* Keys, 152* MACed messages, 153* Signed messages, and 154* Encrypted messages 155 156COSE enables easy layering of these message formats, such as using a COSE\_Sign 157structure to contain a COSE\_Key with a public key in it. We call this a 158"certificate". 159 160Due to the complexity of the standard, we'll spell out the COSE structures 161completely in this document and in the HAL and other documentation, so that 162although implementors will need to understand CBOR and the CBOR Data Definition 163Language ([CDDL, defined in RFC 8610](https://tools.ietf.org/html/rfc8610)), 164they shouldn't need to understand COSE. 165 166Note, however, that the certificate chains returned from the provisioning server 167are standard X.509 certificates. 168 169### Algorithm choices 170 171This document uses: 172 173* ECDSA P-256 for attestation signing keys; 174* Remote provisioning protocol signing keys: 175 * Ed25519 / P-256 / P-384 176* ECDH keys: 177 * X25519 / P-256 178* AES-GCM for all encryption; 179* SHA-256 / SHA-384 / SHA-512 for message digesting; 180* HMAC with a supported message digest for all MACing; and 181* HKDF with a supported message digest for all key derivation. 182 183We believe that Curve25519 offers the best tradeoff in terms of security, 184efficiency and global trustworthiness, and that it is now sufficiently 185widely-used and widely-implemented to make it a practical choice. 186 187However, since hardware such as Secure Elements (SE) do not currently offer 188support for curve 25519, we are allowing implementations to instead make use of 189ECDSA and ECDH. 190 191The CDDL in the rest of the document will use the '/' operator to show areas 192where either curve 25519, P-256 or P-384 may be used. Since there is no easy way 193to bind choices across different CDDL groups, it is important that the 194implementor stays consistent in which type is chosen. E.g. taking ES256 as the 195choice for algorithm implies the implementor should also choose the P256 public 196key group further down in the COSE structure. 197 198### Testability 199 200It's critical that the remote provisioning implementation be testable, to 201minimize the probability that broken devices are sold to end users. To support 202testing, the remote provisioning HAL methods take a `testMode` argument. Keys 203created in test mode are tagged to indicate this. The provisioning server will 204check for the test mode tag and issue test certificates that do not chain back 205to a trusted public key. In test mode, any EEK will be accepted, enabling 206testing tools to use EEKs for which they have the private key so they can 207validate the content of certificate requests. The BCC included in the 208`CertificateRequest` must contain freshly-generated keys, not the real BCC keys. 209 210Keystore (or similar) will need to be able to handle both testMode keys and 211production keys and keep them distinct, generating test certificate requests 212when asked with a test EEK and production certificate requests when asked with a 213production EEK. Likewise, the interface used to instruct Keystore to create keys 214will need to be able to specify whether test or production keys are desired. 215 216## Design 217 218### Certificate provisioning flow 219 220TODO(jbires): Replace this with a `.png` containing a sequence diagram. The 221provisioning flow looks something like this: 222 223Provisioner -> Keystore: Prepare N keys 224Keystore -> KeyMint: generateKeyPair 225KeyMint -> KeyMint: Generate key pair 226KeyMint --> Keystore: key\_blob,pubkey 227Keystore -> Keystore: Store key\_blob,pubkey 228Provisioner -> Server: Get TEEK 229Server --> Provisioner: TEEK 230Provisioner -> Keystore: genCertReq(N, TEEK) 231Keystore -> KeyMint: genCertReq(pubkeys, TEEK) 232KeyMint -> KeyMint: Sign pubkeys & encrypt BCC 233KeyMint --> Keystore: signature, encrypted BCC 234Keystore -> Keystore: Construct cert\_request 235Keystore --> Provisioner: cert\_request 236Provisioner --> Server: cert\_request 237Server -> Server: Validate cert\_request 238Server -> Server: Generate certificates 239Server --> Provisioner: certificates 240Provisioner -> Keystore: certificates 241Keystore -> Keystore: Store certificates 242 243The actors in the above diagram are: 244 245* **Server** is the backend certificate provisioning server. It has access to 246 the uploaded device public keys and is responsible for providing encryption 247 keys, decrypting and validating requests, and generating certificates in 248 response to requests. 249* **Provisioner** is an application that is responsible for communicating with 250 the server and all of the system components that require key certificates 251 from the server. It also implements the policy that defines how many key 252 pairs each client should keep in their pool. 253* **Keystore** is the [Android keystore 254 daemon](https://developer.android.com/training/articles/keystore) (or, more 255 generally, whatever system component manages communications with a 256 particular secure aread component). 257* **KeyMint** is the secure area component that manages cryptographic keys and 258 performs attestations (or perhaps some other secure area component). 259 260### `BCC` 261 262The _Boot Certificate Chain_ (BCC) is the chain of certificates that contains 263DK\_pub as well as other often device-unique certificates. The BCC is 264represented as a COSE\_Key containing DK\_pub followed by an array of 265COSE\_Sign1 "certificates" containing public keys and optional additional 266information, ordered from root to leaf, with each certificate signing the next. 267The first certificate in the array is signed by DK\_pub, the last certificate 268has the KeyMint (or whatever) signing key's public key, KM\_pub. In phase 1 269there is only one entry; DK\_pub and KM\_pub are the same key and the 270certificate is self-signed. 271 272Each COSE\_Sign1 certificate is a CBOR Web Token (CWT) as described in [RFC 2738392](https://tools.ietf.org/html/rfc8392) with additional fields as described 274in the Open Profile for DICE. Of these additional fields, only the 275_subjectPublicKey_ and _keyUsage_ fields are expected to be present for the 276KM\_pub entry (that is, the last entry) in a BCC, but all fields required by the 277Open Profile for DICE are expected for other entries (each of which corresponds 278to a particular firmware component or boot stage). The CWT fields _iss_ and 279_sub_ identify the issuer and subject of the certificate and are consistent 280along the BCC entries; the issuer of a given entry matches the subject of the 281previous entry. 282 283The BCC is designed to be constructed using the Open Profile for DICE. In this 284case the DK key pair is derived from the UDS as described by that profile and 285all BCC entries before the leaf are CBOR CDI certificates chained from DK\_pub. 286The KM key pair is not part of the derived DICE chain. It is generated (not 287derived) by the KeyMint module, certified by the last key in the DICE chain, and 288added as the leaf BCC entry. The key usage field in this leaf certificate must 289indicate the key is not used to sign certificates. If a UDS certificate is 290available on the device it should appear in the certificate request as the leaf 291of a DKCertChain in AdditionalDKSignatures (see 292[CertificateRequest](#certificaterequest)). 293 294#### Mode 295 296The Open Profile for DICE specifies four possible modes with the most important 297mode being `normal`. A certificate must only set the mode to `normal` when all 298of the following conditions are met when loading and verifying the software 299component that is being described by the certificate: 300 301* verified boot with anti-rollback protection is enabled 302* only the verified boot authorities for production images are enabled 303* debug ports, fuses or other debug facilities are disabled 304* device booted software from the normal primary source e.g. internal flash 305 306If any of these conditions are not met then it is recommended to explicitly 307acknowledge this fact by using the `debug` mode. The mode should never be `not 308configured`. 309 310#### Configuration descriptor 311 312The Open Profile for DICE allows for an arbitrary configuration descriptor. For 313BCC entries, this configuration descriptor is a CBOR map with the following 314optional fields. If no fields are relevant, an empty map should be encoded. 315Additional implementation-specific fields may be added using key values not in 316the range \[-70000, -70999\] (these are reserved for future additions here). 317 318``` 319| Name | Key | Value type | Meaning | 320| ----------------- | ------ | ---------- | ----------------------------------| 321| Component name | -70002 | tstr | Name of firmware component / boot | 322: : : : stage : 323| Component version | -70003 | int / tstr | Version of firmware component / | 324: : : : boot stage : 325| Resettable | -70004 | null | If present, key changes on factory| 326: : : : reset : 327| Security version | -70005 | uint | Machine-comparable, monotonically | 328: : : : increasing version of the firmware: 329: : : : component / boot stage where a : 330: : : : greater value indicates a newer : 331: : : : version : 332``` 333 334Please see 335[ProtectedData.aidl](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/ProtectedData.aidl) 336for a full CDDL definition of the BCC. 337 338### `CertificateRequest` 339 340The full CBOR message that will be sent to the server to request certificates 341is: 342 343```cddl 344CertificateRequest = [ 345 DeviceInfo, 346 challenge : bstr, // Provided by the server 347 ProtectedData, // See ProtectedData.aidl 348 MacedKeysToSign // See IRemotelyProvisionedComponent.aidl 349] 350 351DeviceInfo = [ 352 VerifiedDeviceInfo, // See DeviceInfo.aidl 353 UnverifiedDeviceInfo 354] 355 356// Unverified info is anything provided by the HLOS. Subject to change out of 357// step with the HAL. 358UnverifiedDeviceInfo = { 359 ? "fingerprint" : tstr, 360} 361 362``` 363 364It will be the responsibility of Keystore and the Provisioner to construct the 365`CertificateRequest`. The HAL provides a method to generate the elements that 366need to be constructed on the secure side, which are the tag field of 367`MacedKeysToSign`, `VerifiedDeviceInfo`, and the ciphertext field of 368`ProtectedData`. 369 370### HAL 371 372The remote provisioning HAL provides a simple interface that can be implemented 373by multiple secure components that require remote provisioning. It would be 374slightly simpler to extend the KeyMint API, but that approach would only serve 375the needs of KeyMint, this is more general. 376 377NOTE the data structures defined in this HAL may look a little bloated and 378complex. This is because the COSE data structures are fully spelled-out; we 379could make it much more compact by not re-specifying the standardized elements 380and instead just referencing the standard, but it seems better to fully specify 381them. If the apparent complexity seems daunting, consider what the same would 382look like if traditional ASN.1 DER-based structures from X.509 and related 383standards were used and also fully elaborated. 384 385Please see the related HAL documentation directly in the source code at the 386following links: 387 388* [IRemotelyProvisionedComponent 389 HAL](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/IRemotelyProvisionedComponent.aidl) 390* [ProtectedData](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/ProtectedData.aidl) 391* [MacedPublicKey](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/MacedPublicKey.aidl) 392* [RpcHardwareInfo](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/RpcHardwareInfo.aidl) 393* [DeviceInfo](https://cs.android.com/android/platform/superproject/+/master:hardware/interfaces/security/rkp/aidl/android/hardware/security/keymint/DeviceInfo.aidl) 394 395