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1********************************
2  Functional Programming HOWTO
3********************************
4
5:Author: A. M. Kuchling
6:Release: 0.31
7
8In this document, we'll take a tour of Python's features suitable for
9implementing programs in a functional style.  After an introduction to the
10concepts of functional programming, we'll look at language features such as
11:term:`iterator`\s and :term:`generator`\s and relevant library modules such as
12:mod:`itertools` and :mod:`functools`.
13
14
15Introduction
16============
17
18This section explains the basic concept of functional programming; if you're
19just interested in learning about Python language features, skip to the next
20section.
21
22Programming languages support decomposing problems in several different ways:
23
24* Most programming languages are **procedural**: programs are lists of
25  instructions that tell the computer what to do with the program's input.  C,
26  Pascal, and even Unix shells are procedural languages.
27
28* In **declarative** languages, you write a specification that describes the
29  problem to be solved, and the language implementation figures out how to
30  perform the computation efficiently.  SQL is the declarative language you're
31  most likely to be familiar with; a SQL query describes the data set you want
32  to retrieve, and the SQL engine decides whether to scan tables or use indexes,
33  which subclauses should be performed first, etc.
34
35* **Object-oriented** programs manipulate collections of objects.  Objects have
36  internal state and support methods that query or modify this internal state in
37  some way. Smalltalk and Java are object-oriented languages.  C++ and Python
38  are languages that support object-oriented programming, but don't force the
39  use of object-oriented features.
40
41* **Functional** programming decomposes a problem into a set of functions.
42  Ideally, functions only take inputs and produce outputs, and don't have any
43  internal state that affects the output produced for a given input.  Well-known
44  functional languages include the ML family (Standard ML, OCaml, and other
45  variants) and Haskell.
46
47The designers of some computer languages choose to emphasize one particular
48approach to programming.  This often makes it difficult to write programs that
49use a different approach.  Other languages are multi-paradigm languages that
50support several different approaches.  Lisp, C++, and Python are
51multi-paradigm; you can write programs or libraries that are largely
52procedural, object-oriented, or functional in all of these languages.  In a
53large program, different sections might be written using different approaches;
54the GUI might be object-oriented while the processing logic is procedural or
55functional, for example.
56
57In a functional program, input flows through a set of functions. Each function
58operates on its input and produces some output.  Functional style discourages
59functions with side effects that modify internal state or make other changes
60that aren't visible in the function's return value.  Functions that have no side
61effects at all are called **purely functional**.  Avoiding side effects means
62not using data structures that get updated as a program runs; every function's
63output must only depend on its input.
64
65Some languages are very strict about purity and don't even have assignment
66statements such as ``a=3`` or ``c = a + b``, but it's difficult to avoid all
67side effects.  Printing to the screen or writing to a disk file are side
68effects, for example.  For example, in Python a ``print`` statement or a
69``time.sleep(1)`` both return no useful value; they're only called for their
70side effects of sending some text to the screen or pausing execution for a
71second.
72
73Python programs written in functional style usually won't go to the extreme of
74avoiding all I/O or all assignments; instead, they'll provide a
75functional-appearing interface but will use non-functional features internally.
76For example, the implementation of a function will still use assignments to
77local variables, but won't modify global variables or have other side effects.
78
79Functional programming can be considered the opposite of object-oriented
80programming.  Objects are little capsules containing some internal state along
81with a collection of method calls that let you modify this state, and programs
82consist of making the right set of state changes.  Functional programming wants
83to avoid state changes as much as possible and works with data flowing between
84functions.  In Python you might combine the two approaches by writing functions
85that take and return instances representing objects in your application (e-mail
86messages, transactions, etc.).
87
88Functional design may seem like an odd constraint to work under.  Why should you
89avoid objects and side effects?  There are theoretical and practical advantages
90to the functional style:
91
92* Formal provability.
93* Modularity.
94* Composability.
95* Ease of debugging and testing.
96
97
98Formal provability
99------------------
100
101A theoretical benefit is that it's easier to construct a mathematical proof that
102a functional program is correct.
103
104For a long time researchers have been interested in finding ways to
105mathematically prove programs correct.  This is different from testing a program
106on numerous inputs and concluding that its output is usually correct, or reading
107a program's source code and concluding that the code looks right; the goal is
108instead a rigorous proof that a program produces the right result for all
109possible inputs.
110
111The technique used to prove programs correct is to write down **invariants**,
112properties of the input data and of the program's variables that are always
113true.  For each line of code, you then show that if invariants X and Y are true
114**before** the line is executed, the slightly different invariants X' and Y' are
115true **after** the line is executed.  This continues until you reach the end of
116the program, at which point the invariants should match the desired conditions
117on the program's output.
118
119Functional programming's avoidance of assignments arose because assignments are
120difficult to handle with this technique; assignments can break invariants that
121were true before the assignment without producing any new invariants that can be
122propagated onward.
123
124Unfortunately, proving programs correct is largely impractical and not relevant
125to Python software. Even trivial programs require proofs that are several pages
126long; the proof of correctness for a moderately complicated program would be
127enormous, and few or none of the programs you use daily (the Python interpreter,
128your XML parser, your web browser) could be proven correct.  Even if you wrote
129down or generated a proof, there would then be the question of verifying the
130proof; maybe there's an error in it, and you wrongly believe you've proved the
131program correct.
132
133
134Modularity
135----------
136
137A more practical benefit of functional programming is that it forces you to
138break apart your problem into small pieces.  Programs are more modular as a
139result.  It's easier to specify and write a small function that does one thing
140than a large function that performs a complicated transformation.  Small
141functions are also easier to read and to check for errors.
142
143
144Ease of debugging and testing
145-----------------------------
146
147Testing and debugging a functional-style program is easier.
148
149Debugging is simplified because functions are generally small and clearly
150specified.  When a program doesn't work, each function is an interface point
151where you can check that the data are correct.  You can look at the intermediate
152inputs and outputs to quickly isolate the function that's responsible for a bug.
153
154Testing is easier because each function is a potential subject for a unit test.
155Functions don't depend on system state that needs to be replicated before
156running a test; instead you only have to synthesize the right input and then
157check that the output matches expectations.
158
159
160Composability
161-------------
162
163As you work on a functional-style program, you'll write a number of functions
164with varying inputs and outputs.  Some of these functions will be unavoidably
165specialized to a particular application, but others will be useful in a wide
166variety of programs.  For example, a function that takes a directory path and
167returns all the XML files in the directory, or a function that takes a filename
168and returns its contents, can be applied to many different situations.
169
170Over time you'll form a personal library of utilities.  Often you'll assemble
171new programs by arranging existing functions in a new configuration and writing
172a few functions specialized for the current task.
173
174
175Iterators
176=========
177
178I'll start by looking at a Python language feature that's an important
179foundation for writing functional-style programs: iterators.
180
181An iterator is an object representing a stream of data; this object returns the
182data one element at a time.  A Python iterator must support a method called
183``next()`` that takes no arguments and always returns the next element of the
184stream.  If there are no more elements in the stream, ``next()`` must raise the
185``StopIteration`` exception.  Iterators don't have to be finite, though; it's
186perfectly reasonable to write an iterator that produces an infinite stream of
187data.
188
189The built-in :func:`iter` function takes an arbitrary object and tries to return
190an iterator that will return the object's contents or elements, raising
191:exc:`TypeError` if the object doesn't support iteration.  Several of Python's
192built-in data types support iteration, the most common being lists and
193dictionaries.  An object is called an **iterable** object if you can get an
194iterator for it.
195
196You can experiment with the iteration interface manually:
197
198    >>> L = [1,2,3]
199    >>> it = iter(L)
200    >>> print it
201    <...iterator object at ...>
202    >>> it.next()
203    1
204    >>> it.next()
205    2
206    >>> it.next()
207    3
208    >>> it.next()
209    Traceback (most recent call last):
210      File "<stdin>", line 1, in ?
211    StopIteration
212    >>>
213
214Python expects iterable objects in several different contexts, the most
215important being the ``for`` statement.  In the statement ``for X in Y``, Y must
216be an iterator or some object for which ``iter()`` can create an iterator.
217These two statements are equivalent::
218
219    for i in iter(obj):
220        print i
221
222    for i in obj:
223        print i
224
225Iterators can be materialized as lists or tuples by using the :func:`list` or
226:func:`tuple` constructor functions:
227
228    >>> L = [1,2,3]
229    >>> iterator = iter(L)
230    >>> t = tuple(iterator)
231    >>> t
232    (1, 2, 3)
233
234Sequence unpacking also supports iterators: if you know an iterator will return
235N elements, you can unpack them into an N-tuple:
236
237    >>> L = [1,2,3]
238    >>> iterator = iter(L)
239    >>> a,b,c = iterator
240    >>> a,b,c
241    (1, 2, 3)
242
243Built-in functions such as :func:`max` and :func:`min` can take a single
244iterator argument and will return the largest or smallest element.  The ``"in"``
245and ``"not in"`` operators also support iterators: ``X in iterator`` is true if
246X is found in the stream returned by the iterator.  You'll run into obvious
247problems if the iterator is infinite; ``max()``, ``min()``
248will never return, and if the element X never appears in the stream, the
249``"in"`` and ``"not in"`` operators won't return either.
250
251Note that you can only go forward in an iterator; there's no way to get the
252previous element, reset the iterator, or make a copy of it.  Iterator objects
253can optionally provide these additional capabilities, but the iterator protocol
254only specifies the ``next()`` method.  Functions may therefore consume all of
255the iterator's output, and if you need to do something different with the same
256stream, you'll have to create a new iterator.
257
258
259
260Data Types That Support Iterators
261---------------------------------
262
263We've already seen how lists and tuples support iterators.  In fact, any Python
264sequence type, such as strings, will automatically support creation of an
265iterator.
266
267Calling :func:`iter` on a dictionary returns an iterator that will loop over the
268dictionary's keys:
269
270.. not a doctest since dict ordering varies across Pythons
271
272::
273
274    >>> m = {'Jan': 1, 'Feb': 2, 'Mar': 3, 'Apr': 4, 'May': 5, 'Jun': 6,
275    ...      'Jul': 7, 'Aug': 8, 'Sep': 9, 'Oct': 10, 'Nov': 11, 'Dec': 12}
276    >>> for key in m:
277    ...     print key, m[key]
278    Mar 3
279    Feb 2
280    Aug 8
281    Sep 9
282    Apr 4
283    Jun 6
284    Jul 7
285    Jan 1
286    May 5
287    Nov 11
288    Dec 12
289    Oct 10
290
291Note that the order is essentially random, because it's based on the hash
292ordering of the objects in the dictionary.
293
294Applying ``iter()`` to a dictionary always loops over the keys, but dictionaries
295have methods that return other iterators.  If you want to iterate over keys,
296values, or key/value pairs, you can explicitly call the ``iterkeys()``,
297``itervalues()``, or ``iteritems()`` methods to get an appropriate iterator.
298
299The :func:`dict` constructor can accept an iterator that returns a finite stream
300of ``(key, value)`` tuples:
301
302    >>> L = [('Italy', 'Rome'), ('France', 'Paris'), ('US', 'Washington DC')]
303    >>> dict(iter(L))
304    {'Italy': 'Rome', 'US': 'Washington DC', 'France': 'Paris'}
305
306Files also support iteration by calling the ``readline()`` method until there
307are no more lines in the file.  This means you can read each line of a file like
308this::
309
310    for line in file:
311        # do something for each line
312        ...
313
314Sets can take their contents from an iterable and let you iterate over the set's
315elements::
316
317    S = set((2, 3, 5, 7, 11, 13))
318    for i in S:
319        print i
320
321
322
323Generator expressions and list comprehensions
324=============================================
325
326Two common operations on an iterator's output are 1) performing some operation
327for every element, 2) selecting a subset of elements that meet some condition.
328For example, given a list of strings, you might want to strip off trailing
329whitespace from each line or extract all the strings containing a given
330substring.
331
332List comprehensions and generator expressions (short form: "listcomps" and
333"genexps") are a concise notation for such operations, borrowed from the
334functional programming language Haskell (https://www.haskell.org/).  You can strip
335all the whitespace from a stream of strings with the following code::
336
337    line_list = ['  line 1\n', 'line 2  \n', ...]
338
339    # Generator expression -- returns iterator
340    stripped_iter = (line.strip() for line in line_list)
341
342    # List comprehension -- returns list
343    stripped_list = [line.strip() for line in line_list]
344
345You can select only certain elements by adding an ``"if"`` condition::
346
347    stripped_list = [line.strip() for line in line_list
348                     if line != ""]
349
350With a list comprehension, you get back a Python list; ``stripped_list`` is a
351list containing the resulting lines, not an iterator.  Generator expressions
352return an iterator that computes the values as necessary, not needing to
353materialize all the values at once.  This means that list comprehensions aren't
354useful if you're working with iterators that return an infinite stream or a very
355large amount of data.  Generator expressions are preferable in these situations.
356
357Generator expressions are surrounded by parentheses ("()") and list
358comprehensions are surrounded by square brackets ("[]").  Generator expressions
359have the form::
360
361    ( expression for expr in sequence1
362                 if condition1
363                 for expr2 in sequence2
364                 if condition2
365                 for expr3 in sequence3 ...
366                 if condition3
367                 for exprN in sequenceN
368                 if conditionN )
369
370Again, for a list comprehension only the outside brackets are different (square
371brackets instead of parentheses).
372
373The elements of the generated output will be the successive values of
374``expression``.  The ``if`` clauses are all optional; if present, ``expression``
375is only evaluated and added to the result when ``condition`` is true.
376
377Generator expressions always have to be written inside parentheses, but the
378parentheses signalling a function call also count.  If you want to create an
379iterator that will be immediately passed to a function you can write::
380
381    obj_total = sum(obj.count for obj in list_all_objects())
382
383The ``for...in`` clauses contain the sequences to be iterated over.  The
384sequences do not have to be the same length, because they are iterated over from
385left to right, **not** in parallel.  For each element in ``sequence1``,
386``sequence2`` is looped over from the beginning.  ``sequence3`` is then looped
387over for each resulting pair of elements from ``sequence1`` and ``sequence2``.
388
389To put it another way, a list comprehension or generator expression is
390equivalent to the following Python code::
391
392    for expr1 in sequence1:
393        if not (condition1):
394            continue   # Skip this element
395        for expr2 in sequence2:
396            if not (condition2):
397                continue   # Skip this element
398            ...
399            for exprN in sequenceN:
400                if not (conditionN):
401                    continue   # Skip this element
402
403                # Output the value of
404                # the expression.
405
406This means that when there are multiple ``for...in`` clauses but no ``if``
407clauses, the length of the resulting output will be equal to the product of the
408lengths of all the sequences.  If you have two lists of length 3, the output
409list is 9 elements long:
410
411.. doctest::
412    :options: +NORMALIZE_WHITESPACE
413
414    >>> seq1 = 'abc'
415    >>> seq2 = (1,2,3)
416    >>> [(x,y) for x in seq1 for y in seq2]
417    [('a', 1), ('a', 2), ('a', 3),
418     ('b', 1), ('b', 2), ('b', 3),
419     ('c', 1), ('c', 2), ('c', 3)]
420
421To avoid introducing an ambiguity into Python's grammar, if ``expression`` is
422creating a tuple, it must be surrounded with parentheses.  The first list
423comprehension below is a syntax error, while the second one is correct::
424
425    # Syntax error
426    [ x,y for x in seq1 for y in seq2]
427    # Correct
428    [ (x,y) for x in seq1 for y in seq2]
429
430
431Generators
432==========
433
434Generators are a special class of functions that simplify the task of writing
435iterators.  Regular functions compute a value and return it, but generators
436return an iterator that returns a stream of values.
437
438You're doubtless familiar with how regular function calls work in Python or C.
439When you call a function, it gets a private namespace where its local variables
440are created.  When the function reaches a ``return`` statement, the local
441variables are destroyed and the value is returned to the caller.  A later call
442to the same function creates a new private namespace and a fresh set of local
443variables. But, what if the local variables weren't thrown away on exiting a
444function?  What if you could later resume the function where it left off?  This
445is what generators provide; they can be thought of as resumable functions.
446
447Here's the simplest example of a generator function:
448
449.. testcode::
450
451    def generate_ints(N):
452        for i in range(N):
453            yield i
454
455Any function containing a ``yield`` keyword is a generator function; this is
456detected by Python's :term:`bytecode` compiler which compiles the function
457specially as a result.
458
459When you call a generator function, it doesn't return a single value; instead it
460returns a generator object that supports the iterator protocol.  On executing
461the ``yield`` expression, the generator outputs the value of ``i``, similar to a
462``return`` statement.  The big difference between ``yield`` and a ``return``
463statement is that on reaching a ``yield`` the generator's state of execution is
464suspended and local variables are preserved.  On the next call to the
465generator's ``.next()`` method, the function will resume executing.
466
467Here's a sample usage of the ``generate_ints()`` generator:
468
469    >>> gen = generate_ints(3)
470    >>> gen
471    <generator object generate_ints at ...>
472    >>> gen.next()
473    0
474    >>> gen.next()
475    1
476    >>> gen.next()
477    2
478    >>> gen.next()
479    Traceback (most recent call last):
480      File "stdin", line 1, in ?
481      File "stdin", line 2, in generate_ints
482    StopIteration
483
484You could equally write ``for i in generate_ints(5)``, or ``a,b,c =
485generate_ints(3)``.
486
487Inside a generator function, the ``return`` statement can only be used without a
488value, and signals the end of the procession of values; after executing a
489``return`` the generator cannot return any further values.  ``return`` with a
490value, such as ``return 5``, is a syntax error inside a generator function.  The
491end of the generator's results can also be indicated by raising
492``StopIteration`` manually, or by just letting the flow of execution fall off
493the bottom of the function.
494
495You could achieve the effect of generators manually by writing your own class
496and storing all the local variables of the generator as instance variables.  For
497example, returning a list of integers could be done by setting ``self.count`` to
4980, and having the ``next()`` method increment ``self.count`` and return it.
499However, for a moderately complicated generator, writing a corresponding class
500can be much messier.
501
502The test suite included with Python's library, ``test_generators.py``, contains
503a number of more interesting examples.  Here's one generator that implements an
504in-order traversal of a tree using generators recursively. ::
505
506    # A recursive generator that generates Tree leaves in in-order.
507    def inorder(t):
508        if t:
509            for x in inorder(t.left):
510                yield x
511
512            yield t.label
513
514            for x in inorder(t.right):
515                yield x
516
517Two other examples in ``test_generators.py`` produce solutions for the N-Queens
518problem (placing N queens on an NxN chess board so that no queen threatens
519another) and the Knight's Tour (finding a route that takes a knight to every
520square of an NxN chessboard without visiting any square twice).
521
522
523
524Passing values into a generator
525-------------------------------
526
527In Python 2.4 and earlier, generators only produced output.  Once a generator's
528code was invoked to create an iterator, there was no way to pass any new
529information into the function when its execution is resumed.  You could hack
530together this ability by making the generator look at a global variable or by
531passing in some mutable object that callers then modify, but these approaches
532are messy.
533
534In Python 2.5 there's a simple way to pass values into a generator.
535:keyword:`yield` became an expression, returning a value that can be assigned to
536a variable or otherwise operated on::
537
538    val = (yield i)
539
540I recommend that you **always** put parentheses around a ``yield`` expression
541when you're doing something with the returned value, as in the above example.
542The parentheses aren't always necessary, but it's easier to always add them
543instead of having to remember when they're needed.
544
545(PEP 342 explains the exact rules, which are that a ``yield``-expression must
546always be parenthesized except when it occurs at the top-level expression on the
547right-hand side of an assignment.  This means you can write ``val = yield i``
548but have to use parentheses when there's an operation, as in ``val = (yield i)
549+ 12``.)
550
551Values are sent into a generator by calling its ``send(value)`` method.  This
552method resumes the generator's code and the ``yield`` expression returns the
553specified value.  If the regular ``next()`` method is called, the ``yield``
554returns ``None``.
555
556Here's a simple counter that increments by 1 and allows changing the value of
557the internal counter.
558
559.. testcode::
560
561    def counter (maximum):
562        i = 0
563        while i < maximum:
564            val = (yield i)
565            # If value provided, change counter
566            if val is not None:
567                i = val
568            else:
569                i += 1
570
571And here's an example of changing the counter:
572
573    >>> it = counter(10)
574    >>> print it.next()
575    0
576    >>> print it.next()
577    1
578    >>> print it.send(8)
579    8
580    >>> print it.next()
581    9
582    >>> print it.next()
583    Traceback (most recent call last):
584      File "t.py", line 15, in ?
585        print it.next()
586    StopIteration
587
588Because ``yield`` will often be returning ``None``, you should always check for
589this case.  Don't just use its value in expressions unless you're sure that the
590``send()`` method will be the only method used to resume your generator
591function.
592
593In addition to ``send()``, there are two other new methods on generators:
594
595* ``throw(type, value=None, traceback=None)`` is used to raise an exception
596  inside the generator; the exception is raised by the ``yield`` expression
597  where the generator's execution is paused.
598
599* ``close()`` raises a :exc:`GeneratorExit` exception inside the generator to
600  terminate the iteration.  On receiving this exception, the generator's code
601  must either raise :exc:`GeneratorExit` or :exc:`StopIteration`; catching the
602  exception and doing anything else is illegal and will trigger a
603  :exc:`RuntimeError`.  ``close()`` will also be called by Python's garbage
604  collector when the generator is garbage-collected.
605
606  If you need to run cleanup code when a :exc:`GeneratorExit` occurs, I suggest
607  using a ``try: ... finally:`` suite instead of catching :exc:`GeneratorExit`.
608
609The cumulative effect of these changes is to turn generators from one-way
610producers of information into both producers and consumers.
611
612Generators also become **coroutines**, a more generalized form of subroutines.
613Subroutines are entered at one point and exited at another point (the top of the
614function, and a ``return`` statement), but coroutines can be entered, exited,
615and resumed at many different points (the ``yield`` statements).
616
617
618Built-in functions
619==================
620
621Let's look in more detail at built-in functions often used with iterators.
622
623Two of Python's built-in functions, :func:`map` and :func:`filter`, are somewhat
624obsolete; they duplicate the features of list comprehensions but return actual
625lists instead of iterators.
626
627``map(f, iterA, iterB, ...)`` returns a list containing ``f(iterA[0], iterB[0]),
628f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``.
629
630    >>> def upper(s):
631    ...     return s.upper()
632
633    >>> map(upper, ['sentence', 'fragment'])
634    ['SENTENCE', 'FRAGMENT']
635
636    >>> [upper(s) for s in ['sentence', 'fragment']]
637    ['SENTENCE', 'FRAGMENT']
638
639As shown above, you can achieve the same effect with a list comprehension.  The
640:func:`itertools.imap` function does the same thing but can handle infinite
641iterators; it'll be discussed later, in the section on the :mod:`itertools` module.
642
643``filter(predicate, iter)`` returns a list that contains all the sequence
644elements that meet a certain condition, and is similarly duplicated by list
645comprehensions.  A **predicate** is a function that returns the truth value of
646some condition; for use with :func:`filter`, the predicate must take a single
647value.
648
649    >>> def is_even(x):
650    ...     return (x % 2) == 0
651
652    >>> filter(is_even, range(10))
653    [0, 2, 4, 6, 8]
654
655This can also be written as a list comprehension:
656
657    >>> [x for x in range(10) if is_even(x)]
658    [0, 2, 4, 6, 8]
659
660:func:`filter` also has a counterpart in the :mod:`itertools` module,
661:func:`itertools.ifilter`, that returns an iterator and can therefore handle
662infinite sequences just as :func:`itertools.imap` can.
663
664``reduce(func, iter, [initial_value])`` doesn't have a counterpart in the
665:mod:`itertools` module because it cumulatively performs an operation on all the
666iterable's elements and therefore can't be applied to infinite iterables.
667``func`` must be a function that takes two elements and returns a single value.
668:func:`reduce` takes the first two elements A and B returned by the iterator and
669calculates ``func(A, B)``.  It then requests the third element, C, calculates
670``func(func(A, B), C)``, combines this result with the fourth element returned,
671and continues until the iterable is exhausted.  If the iterable returns no
672values at all, a :exc:`TypeError` exception is raised.  If the initial value is
673supplied, it's used as a starting point and ``func(initial_value, A)`` is the
674first calculation.
675
676    >>> import operator
677    >>> reduce(operator.concat, ['A', 'BB', 'C'])
678    'ABBC'
679    >>> reduce(operator.concat, [])
680    Traceback (most recent call last):
681      ...
682    TypeError: reduce() of empty sequence with no initial value
683    >>> reduce(operator.mul, [1,2,3], 1)
684    6
685    >>> reduce(operator.mul, [], 1)
686    1
687
688If you use :func:`operator.add` with :func:`reduce`, you'll add up all the
689elements of the iterable.  This case is so common that there's a special
690built-in called :func:`sum` to compute it:
691
692    >>> reduce(operator.add, [1,2,3,4], 0)
693    10
694    >>> sum([1,2,3,4])
695    10
696    >>> sum([])
697    0
698
699For many uses of :func:`reduce`, though, it can be clearer to just write the
700obvious :keyword:`for` loop::
701
702    # Instead of:
703    product = reduce(operator.mul, [1,2,3], 1)
704
705    # You can write:
706    product = 1
707    for i in [1,2,3]:
708        product *= i
709
710
711``enumerate(iter)`` counts off the elements in the iterable, returning 2-tuples
712containing the count and each element.
713
714    >>> for item in enumerate(['subject', 'verb', 'object']):
715    ...     print item
716    (0, 'subject')
717    (1, 'verb')
718    (2, 'object')
719
720:func:`enumerate` is often used when looping through a list and recording the
721indexes at which certain conditions are met::
722
723    f = open('data.txt', 'r')
724    for i, line in enumerate(f):
725        if line.strip() == '':
726            print 'Blank line at line #%i' % i
727
728``sorted(iterable, [cmp=None], [key=None], [reverse=False])`` collects all the
729elements of the iterable into a list, sorts the list, and returns the sorted
730result.  The ``cmp``, ``key``, and ``reverse`` arguments are passed through to
731the constructed list's ``.sort()`` method. ::
732
733    >>> import random
734    >>> # Generate 8 random numbers between [0, 10000)
735    >>> rand_list = random.sample(range(10000), 8)
736    >>> rand_list
737    [769, 7953, 9828, 6431, 8442, 9878, 6213, 2207]
738    >>> sorted(rand_list)
739    [769, 2207, 6213, 6431, 7953, 8442, 9828, 9878]
740    >>> sorted(rand_list, reverse=True)
741    [9878, 9828, 8442, 7953, 6431, 6213, 2207, 769]
742
743(For a more detailed discussion of sorting, see the Sorting mini-HOWTO in the
744Python wiki at https://wiki.python.org/moin/HowTo/Sorting.)
745
746The ``any(iter)`` and ``all(iter)`` built-ins look at the truth values of an
747iterable's contents.  :func:`any` returns ``True`` if any element in the iterable is
748a true value, and :func:`all` returns ``True`` if all of the elements are true
749values:
750
751    >>> any([0,1,0])
752    True
753    >>> any([0,0,0])
754    False
755    >>> any([1,1,1])
756    True
757    >>> all([0,1,0])
758    False
759    >>> all([0,0,0])
760    False
761    >>> all([1,1,1])
762    True
763
764
765Small functions and the lambda expression
766=========================================
767
768When writing functional-style programs, you'll often need little functions that
769act as predicates or that combine elements in some way.
770
771If there's a Python built-in or a module function that's suitable, you don't
772need to define a new function at all::
773
774    stripped_lines = [line.strip() for line in lines]
775    existing_files = filter(os.path.exists, file_list)
776
777If the function you need doesn't exist, you need to write it.  One way to write
778small functions is to use the ``lambda`` statement.  ``lambda`` takes a number
779of parameters and an expression combining these parameters, and creates a small
780function that returns the value of the expression::
781
782    lowercase = lambda x: x.lower()
783
784    print_assign = lambda name, value: name + '=' + str(value)
785
786    adder = lambda x, y: x+y
787
788An alternative is to just use the ``def`` statement and define a function in the
789usual way::
790
791    def lowercase(x):
792        return x.lower()
793
794    def print_assign(name, value):
795        return name + '=' + str(value)
796
797    def adder(x,y):
798        return x + y
799
800Which alternative is preferable?  That's a style question; my usual course is to
801avoid using ``lambda``.
802
803One reason for my preference is that ``lambda`` is quite limited in the
804functions it can define.  The result has to be computable as a single
805expression, which means you can't have multiway ``if... elif... else``
806comparisons or ``try... except`` statements.  If you try to do too much in a
807``lambda`` statement, you'll end up with an overly complicated expression that's
808hard to read.  Quick, what's the following code doing?
809
810::
811
812    total = reduce(lambda a, b: (0, a[1] + b[1]), items)[1]
813
814You can figure it out, but it takes time to disentangle the expression to figure
815out what's going on.  Using a short nested ``def`` statements makes things a
816little bit better::
817
818    def combine (a, b):
819        return 0, a[1] + b[1]
820
821    total = reduce(combine, items)[1]
822
823But it would be best of all if I had simply used a ``for`` loop::
824
825     total = 0
826     for a, b in items:
827         total += b
828
829Or the :func:`sum` built-in and a generator expression::
830
831     total = sum(b for a,b in items)
832
833Many uses of :func:`reduce` are clearer when written as ``for`` loops.
834
835Fredrik Lundh once suggested the following set of rules for refactoring uses of
836``lambda``:
837
8381) Write a lambda function.
8392) Write a comment explaining what the heck that lambda does.
8403) Study the comment for a while, and think of a name that captures the essence
841   of the comment.
8424) Convert the lambda to a def statement, using that name.
8435) Remove the comment.
844
845I really like these rules, but you're free to disagree
846about whether this lambda-free style is better.
847
848
849The itertools module
850====================
851
852The :mod:`itertools` module contains a number of commonly-used iterators as well
853as functions for combining several iterators.  This section will introduce the
854module's contents by showing small examples.
855
856The module's functions fall into a few broad classes:
857
858* Functions that create a new iterator based on an existing iterator.
859* Functions for treating an iterator's elements as function arguments.
860* Functions for selecting portions of an iterator's output.
861* A function for grouping an iterator's output.
862
863Creating new iterators
864----------------------
865
866``itertools.count(n)`` returns an infinite stream of integers, increasing by 1
867each time.  You can optionally supply the starting number, which defaults to 0::
868
869    itertools.count() =>
870      0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
871    itertools.count(10) =>
872      10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
873
874``itertools.cycle(iter)`` saves a copy of the contents of a provided iterable
875and returns a new iterator that returns its elements from first to last.  The
876new iterator will repeat these elements infinitely. ::
877
878    itertools.cycle([1,2,3,4,5]) =>
879      1, 2, 3, 4, 5, 1, 2, 3, 4, 5, ...
880
881``itertools.repeat(elem, [n])`` returns the provided element ``n`` times, or
882returns the element endlessly if ``n`` is not provided. ::
883
884    itertools.repeat('abc') =>
885      abc, abc, abc, abc, abc, abc, abc, abc, abc, abc, ...
886    itertools.repeat('abc', 5) =>
887      abc, abc, abc, abc, abc
888
889``itertools.chain(iterA, iterB, ...)`` takes an arbitrary number of iterables as
890input, and returns all the elements of the first iterator, then all the elements
891of the second, and so on, until all of the iterables have been exhausted. ::
892
893    itertools.chain(['a', 'b', 'c'], (1, 2, 3)) =>
894      a, b, c, 1, 2, 3
895
896``itertools.izip(iterA, iterB, ...)`` takes one element from each iterable and
897returns them in a tuple::
898
899    itertools.izip(['a', 'b', 'c'], (1, 2, 3)) =>
900      ('a', 1), ('b', 2), ('c', 3)
901
902It's similar to the built-in :func:`zip` function, but doesn't construct an
903in-memory list and exhaust all the input iterators before returning; instead
904tuples are constructed and returned only if they're requested.  (The technical
905term for this behaviour is `lazy evaluation
906<http://en.wikipedia.org/wiki/Lazy_evaluation>`__.)
907
908This iterator is intended to be used with iterables that are all of the same
909length.  If the iterables are of different lengths, the resulting stream will be
910the same length as the shortest iterable. ::
911
912    itertools.izip(['a', 'b'], (1, 2, 3)) =>
913      ('a', 1), ('b', 2)
914
915You should avoid doing this, though, because an element may be taken from the
916longer iterators and discarded.  This means you can't go on to use the iterators
917further because you risk skipping a discarded element.
918
919``itertools.islice(iter, [start], stop, [step])`` returns a stream that's a
920slice of the iterator.  With a single ``stop`` argument, it will return the
921first ``stop`` elements.  If you supply a starting index, you'll get
922``stop-start`` elements, and if you supply a value for ``step``, elements will
923be skipped accordingly.  Unlike Python's string and list slicing, you can't use
924negative values for ``start``, ``stop``, or ``step``. ::
925
926    itertools.islice(range(10), 8) =>
927      0, 1, 2, 3, 4, 5, 6, 7
928    itertools.islice(range(10), 2, 8) =>
929      2, 3, 4, 5, 6, 7
930    itertools.islice(range(10), 2, 8, 2) =>
931      2, 4, 6
932
933``itertools.tee(iter, [n])`` replicates an iterator; it returns ``n``
934independent iterators that will all return the contents of the source iterator.
935If you don't supply a value for ``n``, the default is 2.  Replicating iterators
936requires saving some of the contents of the source iterator, so this can consume
937significant memory if the iterator is large and one of the new iterators is
938consumed more than the others. ::
939
940        itertools.tee( itertools.count() ) =>
941           iterA, iterB
942
943        where iterA ->
944           0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
945
946        and   iterB ->
947           0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
948
949
950Calling functions on elements
951-----------------------------
952
953Two functions are used for calling other functions on the contents of an
954iterable.
955
956``itertools.imap(f, iterA, iterB, ...)`` returns a stream containing
957``f(iterA[0], iterB[0]), f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``::
958
959    itertools.imap(operator.add, [5, 6, 5], [1, 2, 3]) =>
960      6, 8, 8
961
962The ``operator`` module contains a set of functions corresponding to Python's
963operators.  Some examples are ``operator.add(a, b)`` (adds two values),
964``operator.ne(a, b)`` (same as ``a!=b``), and ``operator.attrgetter('id')``
965(returns a callable that fetches the ``"id"`` attribute).
966
967``itertools.starmap(func, iter)`` assumes that the iterable will return a stream
968of tuples, and calls ``f()`` using these tuples as the arguments::
969
970    itertools.starmap(os.path.join,
971                      [('/usr', 'bin', 'java'), ('/bin', 'python'),
972                       ('/usr', 'bin', 'perl'),('/usr', 'bin', 'ruby')])
973    =>
974      /usr/bin/java, /bin/python, /usr/bin/perl, /usr/bin/ruby
975
976
977Selecting elements
978------------------
979
980Another group of functions chooses a subset of an iterator's elements based on a
981predicate.
982
983``itertools.ifilter(predicate, iter)`` returns all the elements for which the
984predicate returns true::
985
986    def is_even(x):
987        return (x % 2) == 0
988
989    itertools.ifilter(is_even, itertools.count()) =>
990      0, 2, 4, 6, 8, 10, 12, 14, ...
991
992``itertools.ifilterfalse(predicate, iter)`` is the opposite, returning all
993elements for which the predicate returns false::
994
995    itertools.ifilterfalse(is_even, itertools.count()) =>
996      1, 3, 5, 7, 9, 11, 13, 15, ...
997
998``itertools.takewhile(predicate, iter)`` returns elements for as long as the
999predicate returns true.  Once the predicate returns false, the iterator will
1000signal the end of its results.
1001
1002::
1003
1004    def less_than_10(x):
1005        return (x < 10)
1006
1007    itertools.takewhile(less_than_10, itertools.count()) =>
1008      0, 1, 2, 3, 4, 5, 6, 7, 8, 9
1009
1010    itertools.takewhile(is_even, itertools.count()) =>
1011      0
1012
1013``itertools.dropwhile(predicate, iter)`` discards elements while the predicate
1014returns true, and then returns the rest of the iterable's results.
1015
1016::
1017
1018    itertools.dropwhile(less_than_10, itertools.count()) =>
1019      10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
1020
1021    itertools.dropwhile(is_even, itertools.count()) =>
1022      1, 2, 3, 4, 5, 6, 7, 8, 9, 10, ...
1023
1024
1025Grouping elements
1026-----------------
1027
1028The last function I'll discuss, ``itertools.groupby(iter, key_func=None)``, is
1029the most complicated.  ``key_func(elem)`` is a function that can compute a key
1030value for each element returned by the iterable.  If you don't supply a key
1031function, the key is simply each element itself.
1032
1033``groupby()`` collects all the consecutive elements from the underlying iterable
1034that have the same key value, and returns a stream of 2-tuples containing a key
1035value and an iterator for the elements with that key.
1036
1037::
1038
1039    city_list = [('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL'),
1040                 ('Anchorage', 'AK'), ('Nome', 'AK'),
1041                 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ'),
1042                 ...
1043                ]
1044
1045    def get_state ((city, state)):
1046        return state
1047
1048    itertools.groupby(city_list, get_state) =>
1049      ('AL', iterator-1),
1050      ('AK', iterator-2),
1051      ('AZ', iterator-3), ...
1052
1053    where
1054    iterator-1 =>
1055      ('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL')
1056    iterator-2 =>
1057      ('Anchorage', 'AK'), ('Nome', 'AK')
1058    iterator-3 =>
1059      ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ')
1060
1061``groupby()`` assumes that the underlying iterable's contents will already be
1062sorted based on the key.  Note that the returned iterators also use the
1063underlying iterable, so you have to consume the results of iterator-1 before
1064requesting iterator-2 and its corresponding key.
1065
1066
1067The functools module
1068====================
1069
1070The :mod:`functools` module in Python 2.5 contains some higher-order functions.
1071A **higher-order function** takes one or more functions as input and returns a
1072new function.  The most useful tool in this module is the
1073:func:`functools.partial` function.
1074
1075For programs written in a functional style, you'll sometimes want to construct
1076variants of existing functions that have some of the parameters filled in.
1077Consider a Python function ``f(a, b, c)``; you may wish to create a new function
1078``g(b, c)`` that's equivalent to ``f(1, b, c)``; you're filling in a value for
1079one of ``f()``'s parameters.  This is called "partial function application".
1080
1081The constructor for ``partial`` takes the arguments ``(function, arg1, arg2,
1082... kwarg1=value1, kwarg2=value2)``.  The resulting object is callable, so you
1083can just call it to invoke ``function`` with the filled-in arguments.
1084
1085Here's a small but realistic example::
1086
1087    import functools
1088
1089    def log (message, subsystem):
1090        "Write the contents of 'message' to the specified subsystem."
1091        print '%s: %s' % (subsystem, message)
1092        ...
1093
1094    server_log = functools.partial(log, subsystem='server')
1095    server_log('Unable to open socket')
1096
1097
1098The operator module
1099-------------------
1100
1101The :mod:`operator` module was mentioned earlier.  It contains a set of
1102functions corresponding to Python's operators.  These functions are often useful
1103in functional-style code because they save you from writing trivial functions
1104that perform a single operation.
1105
1106Some of the functions in this module are:
1107
1108* Math operations: ``add()``, ``sub()``, ``mul()``, ``div()``, ``floordiv()``,
1109  ``abs()``, ...
1110* Logical operations: ``not_()``, ``truth()``.
1111* Bitwise operations: ``and_()``, ``or_()``, ``invert()``.
1112* Comparisons: ``eq()``, ``ne()``, ``lt()``, ``le()``, ``gt()``, and ``ge()``.
1113* Object identity: ``is_()``, ``is_not()``.
1114
1115Consult the operator module's documentation for a complete list.
1116
1117
1118Revision History and Acknowledgements
1119=====================================
1120
1121The author would like to thank the following people for offering suggestions,
1122corrections and assistance with various drafts of this article: Ian Bicking,
1123Nick Coghlan, Nick Efford, Raymond Hettinger, Jim Jewett, Mike Krell, Leandro
1124Lameiro, Jussi Salmela, Collin Winter, Blake Winton.
1125
1126Version 0.1: posted June 30 2006.
1127
1128Version 0.11: posted July 1 2006.  Typo fixes.
1129
1130Version 0.2: posted July 10 2006.  Merged genexp and listcomp sections into one.
1131Typo fixes.
1132
1133Version 0.21: Added more references suggested on the tutor mailing list.
1134
1135Version 0.30: Adds a section on the ``functional`` module written by Collin
1136Winter; adds short section on the operator module; a few other edits.
1137
1138
1139References
1140==========
1141
1142General
1143-------
1144
1145**Structure and Interpretation of Computer Programs**, by Harold Abelson and
1146Gerald Jay Sussman with Julie Sussman.  Full text at
1147https://mitpress.mit.edu/sicp/.  In this classic textbook of computer science,
1148chapters 2 and 3 discuss the use of sequences and streams to organize the data
1149flow inside a program.  The book uses Scheme for its examples, but many of the
1150design approaches described in these chapters are applicable to functional-style
1151Python code.
1152
1153http://www.defmacro.org/ramblings/fp.html: A general introduction to functional
1154programming that uses Java examples and has a lengthy historical introduction.
1155
1156https://en.wikipedia.org/wiki/Functional_programming: General Wikipedia entry
1157describing functional programming.
1158
1159https://en.wikipedia.org/wiki/Coroutine: Entry for coroutines.
1160
1161https://en.wikipedia.org/wiki/Currying: Entry for the concept of currying.
1162
1163Python-specific
1164---------------
1165
1166http://gnosis.cx/TPiP/: The first chapter of David Mertz's book
1167:title-reference:`Text Processing in Python` discusses functional programming
1168for text processing, in the section titled "Utilizing Higher-Order Functions in
1169Text Processing".
1170
1171Mertz also wrote a 3-part series of articles on functional programming
1172for IBM's DeveloperWorks site; see
1173
1174`part 1 <https://www.ibm.com/developerworks/linux/library/l-prog/index.html>`__,
1175`part 2 <https://www.ibm.com/developerworks/linux/library/l-prog2/index.html>`__, and
1176`part 3 <https://www.ibm.com/developerworks/linux/library/l-prog3/index.html>`__,
1177
1178
1179Python documentation
1180--------------------
1181
1182Documentation for the :mod:`itertools` module.
1183
1184Documentation for the :mod:`operator` module.
1185
1186:pep:`289`: "Generator Expressions"
1187
1188:pep:`342`: "Coroutines via Enhanced Generators" describes the new generator
1189features in Python 2.5.
1190
1191.. comment
1192
1193    Topics to place
1194    -----------------------------
1195
1196    XXX os.walk()
1197
1198    XXX Need a large example.
1199
1200    But will an example add much?  I'll post a first draft and see
1201    what the comments say.
1202
1203.. comment
1204
1205    Original outline:
1206    Introduction
1207            Idea of FP
1208                    Programs built out of functions
1209                    Functions are strictly input-output, no internal state
1210            Opposed to OO programming, where objects have state
1211
1212            Why FP?
1213                    Formal provability
1214                            Assignment is difficult to reason about
1215                            Not very relevant to Python
1216                    Modularity
1217                            Small functions that do one thing
1218                    Debuggability:
1219                            Easy to test due to lack of state
1220                            Easy to verify output from intermediate steps
1221                    Composability
1222                            You assemble a toolbox of functions that can be mixed
1223
1224    Tackling a problem
1225            Need a significant example
1226
1227    Iterators
1228    Generators
1229    The itertools module
1230    List comprehensions
1231    Small functions and the lambda statement
1232    Built-in functions
1233            map
1234            filter
1235            reduce
1236
1237.. comment
1238
1239    Handy little function for printing part of an iterator -- used
1240    while writing this document.
1241
1242    import itertools
1243    def print_iter(it):
1244         slice = itertools.islice(it, 10)
1245         for elem in slice[:-1]:
1246             sys.stdout.write(str(elem))
1247             sys.stdout.write(', ')
1248        print elem[-1]
1249
1250
1251