1******************************** 2 Functional Programming HOWTO 3******************************** 4 5:Author: A. M. Kuchling 6:Release: 0.31 7 8In this document, we'll take a tour of Python's features suitable for 9implementing programs in a functional style. After an introduction to the 10concepts of functional programming, we'll look at language features such as 11:term:`iterator`\s and :term:`generator`\s and relevant library modules such as 12:mod:`itertools` and :mod:`functools`. 13 14 15Introduction 16============ 17 18This section explains the basic concept of functional programming; if you're 19just interested in learning about Python language features, skip to the next 20section. 21 22Programming languages support decomposing problems in several different ways: 23 24* Most programming languages are **procedural**: programs are lists of 25 instructions that tell the computer what to do with the program's input. C, 26 Pascal, and even Unix shells are procedural languages. 27 28* In **declarative** languages, you write a specification that describes the 29 problem to be solved, and the language implementation figures out how to 30 perform the computation efficiently. SQL is the declarative language you're 31 most likely to be familiar with; a SQL query describes the data set you want 32 to retrieve, and the SQL engine decides whether to scan tables or use indexes, 33 which subclauses should be performed first, etc. 34 35* **Object-oriented** programs manipulate collections of objects. Objects have 36 internal state and support methods that query or modify this internal state in 37 some way. Smalltalk and Java are object-oriented languages. C++ and Python 38 are languages that support object-oriented programming, but don't force the 39 use of object-oriented features. 40 41* **Functional** programming decomposes a problem into a set of functions. 42 Ideally, functions only take inputs and produce outputs, and don't have any 43 internal state that affects the output produced for a given input. Well-known 44 functional languages include the ML family (Standard ML, OCaml, and other 45 variants) and Haskell. 46 47The designers of some computer languages choose to emphasize one particular 48approach to programming. This often makes it difficult to write programs that 49use a different approach. Other languages are multi-paradigm languages that 50support several different approaches. Lisp, C++, and Python are 51multi-paradigm; you can write programs or libraries that are largely 52procedural, object-oriented, or functional in all of these languages. In a 53large program, different sections might be written using different approaches; 54the GUI might be object-oriented while the processing logic is procedural or 55functional, for example. 56 57In a functional program, input flows through a set of functions. Each function 58operates on its input and produces some output. Functional style discourages 59functions with side effects that modify internal state or make other changes 60that aren't visible in the function's return value. Functions that have no side 61effects at all are called **purely functional**. Avoiding side effects means 62not using data structures that get updated as a program runs; every function's 63output must only depend on its input. 64 65Some languages are very strict about purity and don't even have assignment 66statements such as ``a=3`` or ``c = a + b``, but it's difficult to avoid all 67side effects. Printing to the screen or writing to a disk file are side 68effects, for example. For example, in Python a ``print`` statement or a 69``time.sleep(1)`` both return no useful value; they're only called for their 70side effects of sending some text to the screen or pausing execution for a 71second. 72 73Python programs written in functional style usually won't go to the extreme of 74avoiding all I/O or all assignments; instead, they'll provide a 75functional-appearing interface but will use non-functional features internally. 76For example, the implementation of a function will still use assignments to 77local variables, but won't modify global variables or have other side effects. 78 79Functional programming can be considered the opposite of object-oriented 80programming. Objects are little capsules containing some internal state along 81with a collection of method calls that let you modify this state, and programs 82consist of making the right set of state changes. Functional programming wants 83to avoid state changes as much as possible and works with data flowing between 84functions. In Python you might combine the two approaches by writing functions 85that take and return instances representing objects in your application (e-mail 86messages, transactions, etc.). 87 88Functional design may seem like an odd constraint to work under. Why should you 89avoid objects and side effects? There are theoretical and practical advantages 90to the functional style: 91 92* Formal provability. 93* Modularity. 94* Composability. 95* Ease of debugging and testing. 96 97 98Formal provability 99------------------ 100 101A theoretical benefit is that it's easier to construct a mathematical proof that 102a functional program is correct. 103 104For a long time researchers have been interested in finding ways to 105mathematically prove programs correct. This is different from testing a program 106on numerous inputs and concluding that its output is usually correct, or reading 107a program's source code and concluding that the code looks right; the goal is 108instead a rigorous proof that a program produces the right result for all 109possible inputs. 110 111The technique used to prove programs correct is to write down **invariants**, 112properties of the input data and of the program's variables that are always 113true. For each line of code, you then show that if invariants X and Y are true 114**before** the line is executed, the slightly different invariants X' and Y' are 115true **after** the line is executed. This continues until you reach the end of 116the program, at which point the invariants should match the desired conditions 117on the program's output. 118 119Functional programming's avoidance of assignments arose because assignments are 120difficult to handle with this technique; assignments can break invariants that 121were true before the assignment without producing any new invariants that can be 122propagated onward. 123 124Unfortunately, proving programs correct is largely impractical and not relevant 125to Python software. Even trivial programs require proofs that are several pages 126long; the proof of correctness for a moderately complicated program would be 127enormous, and few or none of the programs you use daily (the Python interpreter, 128your XML parser, your web browser) could be proven correct. Even if you wrote 129down or generated a proof, there would then be the question of verifying the 130proof; maybe there's an error in it, and you wrongly believe you've proved the 131program correct. 132 133 134Modularity 135---------- 136 137A more practical benefit of functional programming is that it forces you to 138break apart your problem into small pieces. Programs are more modular as a 139result. It's easier to specify and write a small function that does one thing 140than a large function that performs a complicated transformation. Small 141functions are also easier to read and to check for errors. 142 143 144Ease of debugging and testing 145----------------------------- 146 147Testing and debugging a functional-style program is easier. 148 149Debugging is simplified because functions are generally small and clearly 150specified. When a program doesn't work, each function is an interface point 151where you can check that the data are correct. You can look at the intermediate 152inputs and outputs to quickly isolate the function that's responsible for a bug. 153 154Testing is easier because each function is a potential subject for a unit test. 155Functions don't depend on system state that needs to be replicated before 156running a test; instead you only have to synthesize the right input and then 157check that the output matches expectations. 158 159 160Composability 161------------- 162 163As you work on a functional-style program, you'll write a number of functions 164with varying inputs and outputs. Some of these functions will be unavoidably 165specialized to a particular application, but others will be useful in a wide 166variety of programs. For example, a function that takes a directory path and 167returns all the XML files in the directory, or a function that takes a filename 168and returns its contents, can be applied to many different situations. 169 170Over time you'll form a personal library of utilities. Often you'll assemble 171new programs by arranging existing functions in a new configuration and writing 172a few functions specialized for the current task. 173 174 175Iterators 176========= 177 178I'll start by looking at a Python language feature that's an important 179foundation for writing functional-style programs: iterators. 180 181An iterator is an object representing a stream of data; this object returns the 182data one element at a time. A Python iterator must support a method called 183``next()`` that takes no arguments and always returns the next element of the 184stream. If there are no more elements in the stream, ``next()`` must raise the 185``StopIteration`` exception. Iterators don't have to be finite, though; it's 186perfectly reasonable to write an iterator that produces an infinite stream of 187data. 188 189The built-in :func:`iter` function takes an arbitrary object and tries to return 190an iterator that will return the object's contents or elements, raising 191:exc:`TypeError` if the object doesn't support iteration. Several of Python's 192built-in data types support iteration, the most common being lists and 193dictionaries. An object is called an **iterable** object if you can get an 194iterator for it. 195 196You can experiment with the iteration interface manually: 197 198 >>> L = [1,2,3] 199 >>> it = iter(L) 200 >>> print it 201 <...iterator object at ...> 202 >>> it.next() 203 1 204 >>> it.next() 205 2 206 >>> it.next() 207 3 208 >>> it.next() 209 Traceback (most recent call last): 210 File "<stdin>", line 1, in ? 211 StopIteration 212 >>> 213 214Python expects iterable objects in several different contexts, the most 215important being the ``for`` statement. In the statement ``for X in Y``, Y must 216be an iterator or some object for which ``iter()`` can create an iterator. 217These two statements are equivalent:: 218 219 for i in iter(obj): 220 print i 221 222 for i in obj: 223 print i 224 225Iterators can be materialized as lists or tuples by using the :func:`list` or 226:func:`tuple` constructor functions: 227 228 >>> L = [1,2,3] 229 >>> iterator = iter(L) 230 >>> t = tuple(iterator) 231 >>> t 232 (1, 2, 3) 233 234Sequence unpacking also supports iterators: if you know an iterator will return 235N elements, you can unpack them into an N-tuple: 236 237 >>> L = [1,2,3] 238 >>> iterator = iter(L) 239 >>> a,b,c = iterator 240 >>> a,b,c 241 (1, 2, 3) 242 243Built-in functions such as :func:`max` and :func:`min` can take a single 244iterator argument and will return the largest or smallest element. The ``"in"`` 245and ``"not in"`` operators also support iterators: ``X in iterator`` is true if 246X is found in the stream returned by the iterator. You'll run into obvious 247problems if the iterator is infinite; ``max()``, ``min()`` 248will never return, and if the element X never appears in the stream, the 249``"in"`` and ``"not in"`` operators won't return either. 250 251Note that you can only go forward in an iterator; there's no way to get the 252previous element, reset the iterator, or make a copy of it. Iterator objects 253can optionally provide these additional capabilities, but the iterator protocol 254only specifies the ``next()`` method. Functions may therefore consume all of 255the iterator's output, and if you need to do something different with the same 256stream, you'll have to create a new iterator. 257 258 259 260Data Types That Support Iterators 261--------------------------------- 262 263We've already seen how lists and tuples support iterators. In fact, any Python 264sequence type, such as strings, will automatically support creation of an 265iterator. 266 267Calling :func:`iter` on a dictionary returns an iterator that will loop over the 268dictionary's keys: 269 270.. not a doctest since dict ordering varies across Pythons 271 272:: 273 274 >>> m = {'Jan': 1, 'Feb': 2, 'Mar': 3, 'Apr': 4, 'May': 5, 'Jun': 6, 275 ... 'Jul': 7, 'Aug': 8, 'Sep': 9, 'Oct': 10, 'Nov': 11, 'Dec': 12} 276 >>> for key in m: 277 ... print key, m[key] 278 Mar 3 279 Feb 2 280 Aug 8 281 Sep 9 282 Apr 4 283 Jun 6 284 Jul 7 285 Jan 1 286 May 5 287 Nov 11 288 Dec 12 289 Oct 10 290 291Note that the order is essentially random, because it's based on the hash 292ordering of the objects in the dictionary. 293 294Applying ``iter()`` to a dictionary always loops over the keys, but dictionaries 295have methods that return other iterators. If you want to iterate over keys, 296values, or key/value pairs, you can explicitly call the ``iterkeys()``, 297``itervalues()``, or ``iteritems()`` methods to get an appropriate iterator. 298 299The :func:`dict` constructor can accept an iterator that returns a finite stream 300of ``(key, value)`` tuples: 301 302 >>> L = [('Italy', 'Rome'), ('France', 'Paris'), ('US', 'Washington DC')] 303 >>> dict(iter(L)) 304 {'Italy': 'Rome', 'US': 'Washington DC', 'France': 'Paris'} 305 306Files also support iteration by calling the ``readline()`` method until there 307are no more lines in the file. This means you can read each line of a file like 308this:: 309 310 for line in file: 311 # do something for each line 312 ... 313 314Sets can take their contents from an iterable and let you iterate over the set's 315elements:: 316 317 S = set((2, 3, 5, 7, 11, 13)) 318 for i in S: 319 print i 320 321 322 323Generator expressions and list comprehensions 324============================================= 325 326Two common operations on an iterator's output are 1) performing some operation 327for every element, 2) selecting a subset of elements that meet some condition. 328For example, given a list of strings, you might want to strip off trailing 329whitespace from each line or extract all the strings containing a given 330substring. 331 332List comprehensions and generator expressions (short form: "listcomps" and 333"genexps") are a concise notation for such operations, borrowed from the 334functional programming language Haskell (https://www.haskell.org/). You can strip 335all the whitespace from a stream of strings with the following code:: 336 337 line_list = [' line 1\n', 'line 2 \n', ...] 338 339 # Generator expression -- returns iterator 340 stripped_iter = (line.strip() for line in line_list) 341 342 # List comprehension -- returns list 343 stripped_list = [line.strip() for line in line_list] 344 345You can select only certain elements by adding an ``"if"`` condition:: 346 347 stripped_list = [line.strip() for line in line_list 348 if line != ""] 349 350With a list comprehension, you get back a Python list; ``stripped_list`` is a 351list containing the resulting lines, not an iterator. Generator expressions 352return an iterator that computes the values as necessary, not needing to 353materialize all the values at once. This means that list comprehensions aren't 354useful if you're working with iterators that return an infinite stream or a very 355large amount of data. Generator expressions are preferable in these situations. 356 357Generator expressions are surrounded by parentheses ("()") and list 358comprehensions are surrounded by square brackets ("[]"). Generator expressions 359have the form:: 360 361 ( expression for expr in sequence1 362 if condition1 363 for expr2 in sequence2 364 if condition2 365 for expr3 in sequence3 ... 366 if condition3 367 for exprN in sequenceN 368 if conditionN ) 369 370Again, for a list comprehension only the outside brackets are different (square 371brackets instead of parentheses). 372 373The elements of the generated output will be the successive values of 374``expression``. The ``if`` clauses are all optional; if present, ``expression`` 375is only evaluated and added to the result when ``condition`` is true. 376 377Generator expressions always have to be written inside parentheses, but the 378parentheses signalling a function call also count. If you want to create an 379iterator that will be immediately passed to a function you can write:: 380 381 obj_total = sum(obj.count for obj in list_all_objects()) 382 383The ``for...in`` clauses contain the sequences to be iterated over. The 384sequences do not have to be the same length, because they are iterated over from 385left to right, **not** in parallel. For each element in ``sequence1``, 386``sequence2`` is looped over from the beginning. ``sequence3`` is then looped 387over for each resulting pair of elements from ``sequence1`` and ``sequence2``. 388 389To put it another way, a list comprehension or generator expression is 390equivalent to the following Python code:: 391 392 for expr1 in sequence1: 393 if not (condition1): 394 continue # Skip this element 395 for expr2 in sequence2: 396 if not (condition2): 397 continue # Skip this element 398 ... 399 for exprN in sequenceN: 400 if not (conditionN): 401 continue # Skip this element 402 403 # Output the value of 404 # the expression. 405 406This means that when there are multiple ``for...in`` clauses but no ``if`` 407clauses, the length of the resulting output will be equal to the product of the 408lengths of all the sequences. If you have two lists of length 3, the output 409list is 9 elements long: 410 411.. doctest:: 412 :options: +NORMALIZE_WHITESPACE 413 414 >>> seq1 = 'abc' 415 >>> seq2 = (1,2,3) 416 >>> [(x,y) for x in seq1 for y in seq2] 417 [('a', 1), ('a', 2), ('a', 3), 418 ('b', 1), ('b', 2), ('b', 3), 419 ('c', 1), ('c', 2), ('c', 3)] 420 421To avoid introducing an ambiguity into Python's grammar, if ``expression`` is 422creating a tuple, it must be surrounded with parentheses. The first list 423comprehension below is a syntax error, while the second one is correct:: 424 425 # Syntax error 426 [ x,y for x in seq1 for y in seq2] 427 # Correct 428 [ (x,y) for x in seq1 for y in seq2] 429 430 431Generators 432========== 433 434Generators are a special class of functions that simplify the task of writing 435iterators. Regular functions compute a value and return it, but generators 436return an iterator that returns a stream of values. 437 438You're doubtless familiar with how regular function calls work in Python or C. 439When you call a function, it gets a private namespace where its local variables 440are created. When the function reaches a ``return`` statement, the local 441variables are destroyed and the value is returned to the caller. A later call 442to the same function creates a new private namespace and a fresh set of local 443variables. But, what if the local variables weren't thrown away on exiting a 444function? What if you could later resume the function where it left off? This 445is what generators provide; they can be thought of as resumable functions. 446 447Here's the simplest example of a generator function: 448 449.. testcode:: 450 451 def generate_ints(N): 452 for i in range(N): 453 yield i 454 455Any function containing a ``yield`` keyword is a generator function; this is 456detected by Python's :term:`bytecode` compiler which compiles the function 457specially as a result. 458 459When you call a generator function, it doesn't return a single value; instead it 460returns a generator object that supports the iterator protocol. On executing 461the ``yield`` expression, the generator outputs the value of ``i``, similar to a 462``return`` statement. The big difference between ``yield`` and a ``return`` 463statement is that on reaching a ``yield`` the generator's state of execution is 464suspended and local variables are preserved. On the next call to the 465generator's ``.next()`` method, the function will resume executing. 466 467Here's a sample usage of the ``generate_ints()`` generator: 468 469 >>> gen = generate_ints(3) 470 >>> gen 471 <generator object generate_ints at ...> 472 >>> gen.next() 473 0 474 >>> gen.next() 475 1 476 >>> gen.next() 477 2 478 >>> gen.next() 479 Traceback (most recent call last): 480 File "stdin", line 1, in ? 481 File "stdin", line 2, in generate_ints 482 StopIteration 483 484You could equally write ``for i in generate_ints(5)``, or ``a,b,c = 485generate_ints(3)``. 486 487Inside a generator function, the ``return`` statement can only be used without a 488value, and signals the end of the procession of values; after executing a 489``return`` the generator cannot return any further values. ``return`` with a 490value, such as ``return 5``, is a syntax error inside a generator function. The 491end of the generator's results can also be indicated by raising 492``StopIteration`` manually, or by just letting the flow of execution fall off 493the bottom of the function. 494 495You could achieve the effect of generators manually by writing your own class 496and storing all the local variables of the generator as instance variables. For 497example, returning a list of integers could be done by setting ``self.count`` to 4980, and having the ``next()`` method increment ``self.count`` and return it. 499However, for a moderately complicated generator, writing a corresponding class 500can be much messier. 501 502The test suite included with Python's library, ``test_generators.py``, contains 503a number of more interesting examples. Here's one generator that implements an 504in-order traversal of a tree using generators recursively. :: 505 506 # A recursive generator that generates Tree leaves in in-order. 507 def inorder(t): 508 if t: 509 for x in inorder(t.left): 510 yield x 511 512 yield t.label 513 514 for x in inorder(t.right): 515 yield x 516 517Two other examples in ``test_generators.py`` produce solutions for the N-Queens 518problem (placing N queens on an NxN chess board so that no queen threatens 519another) and the Knight's Tour (finding a route that takes a knight to every 520square of an NxN chessboard without visiting any square twice). 521 522 523 524Passing values into a generator 525------------------------------- 526 527In Python 2.4 and earlier, generators only produced output. Once a generator's 528code was invoked to create an iterator, there was no way to pass any new 529information into the function when its execution is resumed. You could hack 530together this ability by making the generator look at a global variable or by 531passing in some mutable object that callers then modify, but these approaches 532are messy. 533 534In Python 2.5 there's a simple way to pass values into a generator. 535:keyword:`yield` became an expression, returning a value that can be assigned to 536a variable or otherwise operated on:: 537 538 val = (yield i) 539 540I recommend that you **always** put parentheses around a ``yield`` expression 541when you're doing something with the returned value, as in the above example. 542The parentheses aren't always necessary, but it's easier to always add them 543instead of having to remember when they're needed. 544 545(PEP 342 explains the exact rules, which are that a ``yield``-expression must 546always be parenthesized except when it occurs at the top-level expression on the 547right-hand side of an assignment. This means you can write ``val = yield i`` 548but have to use parentheses when there's an operation, as in ``val = (yield i) 549+ 12``.) 550 551Values are sent into a generator by calling its ``send(value)`` method. This 552method resumes the generator's code and the ``yield`` expression returns the 553specified value. If the regular ``next()`` method is called, the ``yield`` 554returns ``None``. 555 556Here's a simple counter that increments by 1 and allows changing the value of 557the internal counter. 558 559.. testcode:: 560 561 def counter (maximum): 562 i = 0 563 while i < maximum: 564 val = (yield i) 565 # If value provided, change counter 566 if val is not None: 567 i = val 568 else: 569 i += 1 570 571And here's an example of changing the counter: 572 573 >>> it = counter(10) 574 >>> print it.next() 575 0 576 >>> print it.next() 577 1 578 >>> print it.send(8) 579 8 580 >>> print it.next() 581 9 582 >>> print it.next() 583 Traceback (most recent call last): 584 File "t.py", line 15, in ? 585 print it.next() 586 StopIteration 587 588Because ``yield`` will often be returning ``None``, you should always check for 589this case. Don't just use its value in expressions unless you're sure that the 590``send()`` method will be the only method used to resume your generator 591function. 592 593In addition to ``send()``, there are two other new methods on generators: 594 595* ``throw(type, value=None, traceback=None)`` is used to raise an exception 596 inside the generator; the exception is raised by the ``yield`` expression 597 where the generator's execution is paused. 598 599* ``close()`` raises a :exc:`GeneratorExit` exception inside the generator to 600 terminate the iteration. On receiving this exception, the generator's code 601 must either raise :exc:`GeneratorExit` or :exc:`StopIteration`; catching the 602 exception and doing anything else is illegal and will trigger a 603 :exc:`RuntimeError`. ``close()`` will also be called by Python's garbage 604 collector when the generator is garbage-collected. 605 606 If you need to run cleanup code when a :exc:`GeneratorExit` occurs, I suggest 607 using a ``try: ... finally:`` suite instead of catching :exc:`GeneratorExit`. 608 609The cumulative effect of these changes is to turn generators from one-way 610producers of information into both producers and consumers. 611 612Generators also become **coroutines**, a more generalized form of subroutines. 613Subroutines are entered at one point and exited at another point (the top of the 614function, and a ``return`` statement), but coroutines can be entered, exited, 615and resumed at many different points (the ``yield`` statements). 616 617 618Built-in functions 619================== 620 621Let's look in more detail at built-in functions often used with iterators. 622 623Two of Python's built-in functions, :func:`map` and :func:`filter`, are somewhat 624obsolete; they duplicate the features of list comprehensions but return actual 625lists instead of iterators. 626 627``map(f, iterA, iterB, ...)`` returns a list containing ``f(iterA[0], iterB[0]), 628f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``. 629 630 >>> def upper(s): 631 ... return s.upper() 632 633 >>> map(upper, ['sentence', 'fragment']) 634 ['SENTENCE', 'FRAGMENT'] 635 636 >>> [upper(s) for s in ['sentence', 'fragment']] 637 ['SENTENCE', 'FRAGMENT'] 638 639As shown above, you can achieve the same effect with a list comprehension. The 640:func:`itertools.imap` function does the same thing but can handle infinite 641iterators; it'll be discussed later, in the section on the :mod:`itertools` module. 642 643``filter(predicate, iter)`` returns a list that contains all the sequence 644elements that meet a certain condition, and is similarly duplicated by list 645comprehensions. A **predicate** is a function that returns the truth value of 646some condition; for use with :func:`filter`, the predicate must take a single 647value. 648 649 >>> def is_even(x): 650 ... return (x % 2) == 0 651 652 >>> filter(is_even, range(10)) 653 [0, 2, 4, 6, 8] 654 655This can also be written as a list comprehension: 656 657 >>> [x for x in range(10) if is_even(x)] 658 [0, 2, 4, 6, 8] 659 660:func:`filter` also has a counterpart in the :mod:`itertools` module, 661:func:`itertools.ifilter`, that returns an iterator and can therefore handle 662infinite sequences just as :func:`itertools.imap` can. 663 664``reduce(func, iter, [initial_value])`` doesn't have a counterpart in the 665:mod:`itertools` module because it cumulatively performs an operation on all the 666iterable's elements and therefore can't be applied to infinite iterables. 667``func`` must be a function that takes two elements and returns a single value. 668:func:`reduce` takes the first two elements A and B returned by the iterator and 669calculates ``func(A, B)``. It then requests the third element, C, calculates 670``func(func(A, B), C)``, combines this result with the fourth element returned, 671and continues until the iterable is exhausted. If the iterable returns no 672values at all, a :exc:`TypeError` exception is raised. If the initial value is 673supplied, it's used as a starting point and ``func(initial_value, A)`` is the 674first calculation. 675 676 >>> import operator 677 >>> reduce(operator.concat, ['A', 'BB', 'C']) 678 'ABBC' 679 >>> reduce(operator.concat, []) 680 Traceback (most recent call last): 681 ... 682 TypeError: reduce() of empty sequence with no initial value 683 >>> reduce(operator.mul, [1,2,3], 1) 684 6 685 >>> reduce(operator.mul, [], 1) 686 1 687 688If you use :func:`operator.add` with :func:`reduce`, you'll add up all the 689elements of the iterable. This case is so common that there's a special 690built-in called :func:`sum` to compute it: 691 692 >>> reduce(operator.add, [1,2,3,4], 0) 693 10 694 >>> sum([1,2,3,4]) 695 10 696 >>> sum([]) 697 0 698 699For many uses of :func:`reduce`, though, it can be clearer to just write the 700obvious :keyword:`for` loop:: 701 702 # Instead of: 703 product = reduce(operator.mul, [1,2,3], 1) 704 705 # You can write: 706 product = 1 707 for i in [1,2,3]: 708 product *= i 709 710 711``enumerate(iter)`` counts off the elements in the iterable, returning 2-tuples 712containing the count and each element. 713 714 >>> for item in enumerate(['subject', 'verb', 'object']): 715 ... print item 716 (0, 'subject') 717 (1, 'verb') 718 (2, 'object') 719 720:func:`enumerate` is often used when looping through a list and recording the 721indexes at which certain conditions are met:: 722 723 f = open('data.txt', 'r') 724 for i, line in enumerate(f): 725 if line.strip() == '': 726 print 'Blank line at line #%i' % i 727 728``sorted(iterable, [cmp=None], [key=None], [reverse=False])`` collects all the 729elements of the iterable into a list, sorts the list, and returns the sorted 730result. The ``cmp``, ``key``, and ``reverse`` arguments are passed through to 731the constructed list's ``.sort()`` method. :: 732 733 >>> import random 734 >>> # Generate 8 random numbers between [0, 10000) 735 >>> rand_list = random.sample(range(10000), 8) 736 >>> rand_list 737 [769, 7953, 9828, 6431, 8442, 9878, 6213, 2207] 738 >>> sorted(rand_list) 739 [769, 2207, 6213, 6431, 7953, 8442, 9828, 9878] 740 >>> sorted(rand_list, reverse=True) 741 [9878, 9828, 8442, 7953, 6431, 6213, 2207, 769] 742 743(For a more detailed discussion of sorting, see the Sorting mini-HOWTO in the 744Python wiki at https://wiki.python.org/moin/HowTo/Sorting.) 745 746The ``any(iter)`` and ``all(iter)`` built-ins look at the truth values of an 747iterable's contents. :func:`any` returns ``True`` if any element in the iterable is 748a true value, and :func:`all` returns ``True`` if all of the elements are true 749values: 750 751 >>> any([0,1,0]) 752 True 753 >>> any([0,0,0]) 754 False 755 >>> any([1,1,1]) 756 True 757 >>> all([0,1,0]) 758 False 759 >>> all([0,0,0]) 760 False 761 >>> all([1,1,1]) 762 True 763 764 765Small functions and the lambda expression 766========================================= 767 768When writing functional-style programs, you'll often need little functions that 769act as predicates or that combine elements in some way. 770 771If there's a Python built-in or a module function that's suitable, you don't 772need to define a new function at all:: 773 774 stripped_lines = [line.strip() for line in lines] 775 existing_files = filter(os.path.exists, file_list) 776 777If the function you need doesn't exist, you need to write it. One way to write 778small functions is to use the ``lambda`` statement. ``lambda`` takes a number 779of parameters and an expression combining these parameters, and creates a small 780function that returns the value of the expression:: 781 782 lowercase = lambda x: x.lower() 783 784 print_assign = lambda name, value: name + '=' + str(value) 785 786 adder = lambda x, y: x+y 787 788An alternative is to just use the ``def`` statement and define a function in the 789usual way:: 790 791 def lowercase(x): 792 return x.lower() 793 794 def print_assign(name, value): 795 return name + '=' + str(value) 796 797 def adder(x,y): 798 return x + y 799 800Which alternative is preferable? That's a style question; my usual course is to 801avoid using ``lambda``. 802 803One reason for my preference is that ``lambda`` is quite limited in the 804functions it can define. The result has to be computable as a single 805expression, which means you can't have multiway ``if... elif... else`` 806comparisons or ``try... except`` statements. If you try to do too much in a 807``lambda`` statement, you'll end up with an overly complicated expression that's 808hard to read. Quick, what's the following code doing? 809 810:: 811 812 total = reduce(lambda a, b: (0, a[1] + b[1]), items)[1] 813 814You can figure it out, but it takes time to disentangle the expression to figure 815out what's going on. Using a short nested ``def`` statements makes things a 816little bit better:: 817 818 def combine (a, b): 819 return 0, a[1] + b[1] 820 821 total = reduce(combine, items)[1] 822 823But it would be best of all if I had simply used a ``for`` loop:: 824 825 total = 0 826 for a, b in items: 827 total += b 828 829Or the :func:`sum` built-in and a generator expression:: 830 831 total = sum(b for a,b in items) 832 833Many uses of :func:`reduce` are clearer when written as ``for`` loops. 834 835Fredrik Lundh once suggested the following set of rules for refactoring uses of 836``lambda``: 837 8381) Write a lambda function. 8392) Write a comment explaining what the heck that lambda does. 8403) Study the comment for a while, and think of a name that captures the essence 841 of the comment. 8424) Convert the lambda to a def statement, using that name. 8435) Remove the comment. 844 845I really like these rules, but you're free to disagree 846about whether this lambda-free style is better. 847 848 849The itertools module 850==================== 851 852The :mod:`itertools` module contains a number of commonly-used iterators as well 853as functions for combining several iterators. This section will introduce the 854module's contents by showing small examples. 855 856The module's functions fall into a few broad classes: 857 858* Functions that create a new iterator based on an existing iterator. 859* Functions for treating an iterator's elements as function arguments. 860* Functions for selecting portions of an iterator's output. 861* A function for grouping an iterator's output. 862 863Creating new iterators 864---------------------- 865 866``itertools.count(n)`` returns an infinite stream of integers, increasing by 1 867each time. You can optionally supply the starting number, which defaults to 0:: 868 869 itertools.count() => 870 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ... 871 itertools.count(10) => 872 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ... 873 874``itertools.cycle(iter)`` saves a copy of the contents of a provided iterable 875and returns a new iterator that returns its elements from first to last. The 876new iterator will repeat these elements infinitely. :: 877 878 itertools.cycle([1,2,3,4,5]) => 879 1, 2, 3, 4, 5, 1, 2, 3, 4, 5, ... 880 881``itertools.repeat(elem, [n])`` returns the provided element ``n`` times, or 882returns the element endlessly if ``n`` is not provided. :: 883 884 itertools.repeat('abc') => 885 abc, abc, abc, abc, abc, abc, abc, abc, abc, abc, ... 886 itertools.repeat('abc', 5) => 887 abc, abc, abc, abc, abc 888 889``itertools.chain(iterA, iterB, ...)`` takes an arbitrary number of iterables as 890input, and returns all the elements of the first iterator, then all the elements 891of the second, and so on, until all of the iterables have been exhausted. :: 892 893 itertools.chain(['a', 'b', 'c'], (1, 2, 3)) => 894 a, b, c, 1, 2, 3 895 896``itertools.izip(iterA, iterB, ...)`` takes one element from each iterable and 897returns them in a tuple:: 898 899 itertools.izip(['a', 'b', 'c'], (1, 2, 3)) => 900 ('a', 1), ('b', 2), ('c', 3) 901 902It's similar to the built-in :func:`zip` function, but doesn't construct an 903in-memory list and exhaust all the input iterators before returning; instead 904tuples are constructed and returned only if they're requested. (The technical 905term for this behaviour is `lazy evaluation 906<http://en.wikipedia.org/wiki/Lazy_evaluation>`__.) 907 908This iterator is intended to be used with iterables that are all of the same 909length. If the iterables are of different lengths, the resulting stream will be 910the same length as the shortest iterable. :: 911 912 itertools.izip(['a', 'b'], (1, 2, 3)) => 913 ('a', 1), ('b', 2) 914 915You should avoid doing this, though, because an element may be taken from the 916longer iterators and discarded. This means you can't go on to use the iterators 917further because you risk skipping a discarded element. 918 919``itertools.islice(iter, [start], stop, [step])`` returns a stream that's a 920slice of the iterator. With a single ``stop`` argument, it will return the 921first ``stop`` elements. If you supply a starting index, you'll get 922``stop-start`` elements, and if you supply a value for ``step``, elements will 923be skipped accordingly. Unlike Python's string and list slicing, you can't use 924negative values for ``start``, ``stop``, or ``step``. :: 925 926 itertools.islice(range(10), 8) => 927 0, 1, 2, 3, 4, 5, 6, 7 928 itertools.islice(range(10), 2, 8) => 929 2, 3, 4, 5, 6, 7 930 itertools.islice(range(10), 2, 8, 2) => 931 2, 4, 6 932 933``itertools.tee(iter, [n])`` replicates an iterator; it returns ``n`` 934independent iterators that will all return the contents of the source iterator. 935If you don't supply a value for ``n``, the default is 2. Replicating iterators 936requires saving some of the contents of the source iterator, so this can consume 937significant memory if the iterator is large and one of the new iterators is 938consumed more than the others. :: 939 940 itertools.tee( itertools.count() ) => 941 iterA, iterB 942 943 where iterA -> 944 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ... 945 946 and iterB -> 947 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ... 948 949 950Calling functions on elements 951----------------------------- 952 953Two functions are used for calling other functions on the contents of an 954iterable. 955 956``itertools.imap(f, iterA, iterB, ...)`` returns a stream containing 957``f(iterA[0], iterB[0]), f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``:: 958 959 itertools.imap(operator.add, [5, 6, 5], [1, 2, 3]) => 960 6, 8, 8 961 962The ``operator`` module contains a set of functions corresponding to Python's 963operators. Some examples are ``operator.add(a, b)`` (adds two values), 964``operator.ne(a, b)`` (same as ``a!=b``), and ``operator.attrgetter('id')`` 965(returns a callable that fetches the ``"id"`` attribute). 966 967``itertools.starmap(func, iter)`` assumes that the iterable will return a stream 968of tuples, and calls ``f()`` using these tuples as the arguments:: 969 970 itertools.starmap(os.path.join, 971 [('/usr', 'bin', 'java'), ('/bin', 'python'), 972 ('/usr', 'bin', 'perl'),('/usr', 'bin', 'ruby')]) 973 => 974 /usr/bin/java, /bin/python, /usr/bin/perl, /usr/bin/ruby 975 976 977Selecting elements 978------------------ 979 980Another group of functions chooses a subset of an iterator's elements based on a 981predicate. 982 983``itertools.ifilter(predicate, iter)`` returns all the elements for which the 984predicate returns true:: 985 986 def is_even(x): 987 return (x % 2) == 0 988 989 itertools.ifilter(is_even, itertools.count()) => 990 0, 2, 4, 6, 8, 10, 12, 14, ... 991 992``itertools.ifilterfalse(predicate, iter)`` is the opposite, returning all 993elements for which the predicate returns false:: 994 995 itertools.ifilterfalse(is_even, itertools.count()) => 996 1, 3, 5, 7, 9, 11, 13, 15, ... 997 998``itertools.takewhile(predicate, iter)`` returns elements for as long as the 999predicate returns true. Once the predicate returns false, the iterator will 1000signal the end of its results. 1001 1002:: 1003 1004 def less_than_10(x): 1005 return (x < 10) 1006 1007 itertools.takewhile(less_than_10, itertools.count()) => 1008 0, 1, 2, 3, 4, 5, 6, 7, 8, 9 1009 1010 itertools.takewhile(is_even, itertools.count()) => 1011 0 1012 1013``itertools.dropwhile(predicate, iter)`` discards elements while the predicate 1014returns true, and then returns the rest of the iterable's results. 1015 1016:: 1017 1018 itertools.dropwhile(less_than_10, itertools.count()) => 1019 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ... 1020 1021 itertools.dropwhile(is_even, itertools.count()) => 1022 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, ... 1023 1024 1025Grouping elements 1026----------------- 1027 1028The last function I'll discuss, ``itertools.groupby(iter, key_func=None)``, is 1029the most complicated. ``key_func(elem)`` is a function that can compute a key 1030value for each element returned by the iterable. If you don't supply a key 1031function, the key is simply each element itself. 1032 1033``groupby()`` collects all the consecutive elements from the underlying iterable 1034that have the same key value, and returns a stream of 2-tuples containing a key 1035value and an iterator for the elements with that key. 1036 1037:: 1038 1039 city_list = [('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL'), 1040 ('Anchorage', 'AK'), ('Nome', 'AK'), 1041 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ'), 1042 ... 1043 ] 1044 1045 def get_state ((city, state)): 1046 return state 1047 1048 itertools.groupby(city_list, get_state) => 1049 ('AL', iterator-1), 1050 ('AK', iterator-2), 1051 ('AZ', iterator-3), ... 1052 1053 where 1054 iterator-1 => 1055 ('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL') 1056 iterator-2 => 1057 ('Anchorage', 'AK'), ('Nome', 'AK') 1058 iterator-3 => 1059 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ') 1060 1061``groupby()`` assumes that the underlying iterable's contents will already be 1062sorted based on the key. Note that the returned iterators also use the 1063underlying iterable, so you have to consume the results of iterator-1 before 1064requesting iterator-2 and its corresponding key. 1065 1066 1067The functools module 1068==================== 1069 1070The :mod:`functools` module in Python 2.5 contains some higher-order functions. 1071A **higher-order function** takes one or more functions as input and returns a 1072new function. The most useful tool in this module is the 1073:func:`functools.partial` function. 1074 1075For programs written in a functional style, you'll sometimes want to construct 1076variants of existing functions that have some of the parameters filled in. 1077Consider a Python function ``f(a, b, c)``; you may wish to create a new function 1078``g(b, c)`` that's equivalent to ``f(1, b, c)``; you're filling in a value for 1079one of ``f()``'s parameters. This is called "partial function application". 1080 1081The constructor for ``partial`` takes the arguments ``(function, arg1, arg2, 1082... kwarg1=value1, kwarg2=value2)``. The resulting object is callable, so you 1083can just call it to invoke ``function`` with the filled-in arguments. 1084 1085Here's a small but realistic example:: 1086 1087 import functools 1088 1089 def log (message, subsystem): 1090 "Write the contents of 'message' to the specified subsystem." 1091 print '%s: %s' % (subsystem, message) 1092 ... 1093 1094 server_log = functools.partial(log, subsystem='server') 1095 server_log('Unable to open socket') 1096 1097 1098The operator module 1099------------------- 1100 1101The :mod:`operator` module was mentioned earlier. It contains a set of 1102functions corresponding to Python's operators. These functions are often useful 1103in functional-style code because they save you from writing trivial functions 1104that perform a single operation. 1105 1106Some of the functions in this module are: 1107 1108* Math operations: ``add()``, ``sub()``, ``mul()``, ``div()``, ``floordiv()``, 1109 ``abs()``, ... 1110* Logical operations: ``not_()``, ``truth()``. 1111* Bitwise operations: ``and_()``, ``or_()``, ``invert()``. 1112* Comparisons: ``eq()``, ``ne()``, ``lt()``, ``le()``, ``gt()``, and ``ge()``. 1113* Object identity: ``is_()``, ``is_not()``. 1114 1115Consult the operator module's documentation for a complete list. 1116 1117 1118Revision History and Acknowledgements 1119===================================== 1120 1121The author would like to thank the following people for offering suggestions, 1122corrections and assistance with various drafts of this article: Ian Bicking, 1123Nick Coghlan, Nick Efford, Raymond Hettinger, Jim Jewett, Mike Krell, Leandro 1124Lameiro, Jussi Salmela, Collin Winter, Blake Winton. 1125 1126Version 0.1: posted June 30 2006. 1127 1128Version 0.11: posted July 1 2006. Typo fixes. 1129 1130Version 0.2: posted July 10 2006. Merged genexp and listcomp sections into one. 1131Typo fixes. 1132 1133Version 0.21: Added more references suggested on the tutor mailing list. 1134 1135Version 0.30: Adds a section on the ``functional`` module written by Collin 1136Winter; adds short section on the operator module; a few other edits. 1137 1138 1139References 1140========== 1141 1142General 1143------- 1144 1145**Structure and Interpretation of Computer Programs**, by Harold Abelson and 1146Gerald Jay Sussman with Julie Sussman. Full text at 1147https://mitpress.mit.edu/sicp/. In this classic textbook of computer science, 1148chapters 2 and 3 discuss the use of sequences and streams to organize the data 1149flow inside a program. The book uses Scheme for its examples, but many of the 1150design approaches described in these chapters are applicable to functional-style 1151Python code. 1152 1153http://www.defmacro.org/ramblings/fp.html: A general introduction to functional 1154programming that uses Java examples and has a lengthy historical introduction. 1155 1156https://en.wikipedia.org/wiki/Functional_programming: General Wikipedia entry 1157describing functional programming. 1158 1159https://en.wikipedia.org/wiki/Coroutine: Entry for coroutines. 1160 1161https://en.wikipedia.org/wiki/Currying: Entry for the concept of currying. 1162 1163Python-specific 1164--------------- 1165 1166http://gnosis.cx/TPiP/: The first chapter of David Mertz's book 1167:title-reference:`Text Processing in Python` discusses functional programming 1168for text processing, in the section titled "Utilizing Higher-Order Functions in 1169Text Processing". 1170 1171Mertz also wrote a 3-part series of articles on functional programming 1172for IBM's DeveloperWorks site; see 1173 1174`part 1 <https://www.ibm.com/developerworks/linux/library/l-prog/index.html>`__, 1175`part 2 <https://www.ibm.com/developerworks/linux/library/l-prog2/index.html>`__, and 1176`part 3 <https://www.ibm.com/developerworks/linux/library/l-prog3/index.html>`__, 1177 1178 1179Python documentation 1180-------------------- 1181 1182Documentation for the :mod:`itertools` module. 1183 1184Documentation for the :mod:`operator` module. 1185 1186:pep:`289`: "Generator Expressions" 1187 1188:pep:`342`: "Coroutines via Enhanced Generators" describes the new generator 1189features in Python 2.5. 1190 1191.. comment 1192 1193 Topics to place 1194 ----------------------------- 1195 1196 XXX os.walk() 1197 1198 XXX Need a large example. 1199 1200 But will an example add much? I'll post a first draft and see 1201 what the comments say. 1202 1203.. comment 1204 1205 Original outline: 1206 Introduction 1207 Idea of FP 1208 Programs built out of functions 1209 Functions are strictly input-output, no internal state 1210 Opposed to OO programming, where objects have state 1211 1212 Why FP? 1213 Formal provability 1214 Assignment is difficult to reason about 1215 Not very relevant to Python 1216 Modularity 1217 Small functions that do one thing 1218 Debuggability: 1219 Easy to test due to lack of state 1220 Easy to verify output from intermediate steps 1221 Composability 1222 You assemble a toolbox of functions that can be mixed 1223 1224 Tackling a problem 1225 Need a significant example 1226 1227 Iterators 1228 Generators 1229 The itertools module 1230 List comprehensions 1231 Small functions and the lambda statement 1232 Built-in functions 1233 map 1234 filter 1235 reduce 1236 1237.. comment 1238 1239 Handy little function for printing part of an iterator -- used 1240 while writing this document. 1241 1242 import itertools 1243 def print_iter(it): 1244 slice = itertools.islice(it, 10) 1245 for elem in slice[:-1]: 1246 sys.stdout.write(str(elem)) 1247 sys.stdout.write(', ') 1248 print elem[-1] 1249 1250 1251