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1RCU-based dcache locking model
2==============================
3
4On many workloads, the most common operation on dcache is to look up a
5dentry, given a parent dentry and the name of the child. Typically,
6for every open(), stat() etc., the dentry corresponding to the
7pathname will be looked up by walking the tree starting with the first
8component of the pathname and using that dentry along with the next
9component to look up the next level and so on. Since it is a frequent
10operation for workloads like multiuser environments and web servers,
11it is important to optimize this path.
12
13Prior to 2.5.10, dcache_lock was acquired in d_lookup and thus in
14every component during path look-up. Since 2.5.10 onwards, fast-walk
15algorithm changed this by holding the dcache_lock at the beginning and
16walking as many cached path component dentries as possible. This
17significantly decreases the number of acquisition of
18dcache_lock. However it also increases the lock hold time
19significantly and affects performance in large SMP machines. Since
202.5.62 kernel, dcache has been using a new locking model that uses RCU
21to make dcache look-up lock-free.
22
23The current dcache locking model is not very different from the
24existing dcache locking model. Prior to 2.5.62 kernel, dcache_lock
25protected the hash chain, d_child, d_alias, d_lru lists as well as
26d_inode and several other things like mount look-up. RCU-based changes
27affect only the way the hash chain is protected. For everything else
28the dcache_lock must be taken for both traversing as well as
29updating. The hash chain updates too take the dcache_lock.  The
30significant change is the way d_lookup traverses the hash chain, it
31doesn't acquire the dcache_lock for this and rely on RCU to ensure
32that the dentry has not been *freed*.
33
34
35Dcache locking details
36======================
37
38For many multi-user workloads, open() and stat() on files are very
39frequently occurring operations. Both involve walking of path names to
40find the dentry corresponding to the concerned file. In 2.4 kernel,
41dcache_lock was held during look-up of each path component. Contention
42and cache-line bouncing of this global lock caused significant
43scalability problems. With the introduction of RCU in Linux kernel,
44this was worked around by making the look-up of path components during
45path walking lock-free.
46
47
48Safe lock-free look-up of dcache hash table
49===========================================
50
51Dcache is a complex data structure with the hash table entries also
52linked together in other lists. In 2.4 kernel, dcache_lock protected
53all the lists. We applied RCU only on hash chain walking. The rest of
54the lists are still protected by dcache_lock.  Some of the important
55changes are :
56
571. The deletion from hash chain is done using hlist_del_rcu() macro
58   which doesn't initialize next pointer of the deleted dentry and
59   this allows us to walk safely lock-free while a deletion is
60   happening.
61
622. Insertion of a dentry into the hash table is done using
63   hlist_add_head_rcu() which take care of ordering the writes - the
64   writes to the dentry must be visible before the dentry is
65   inserted. This works in conjunction with hlist_for_each_rcu() while
66   walking the hash chain. The only requirement is that all
67   initialization to the dentry must be done before
68   hlist_add_head_rcu() since we don't have dcache_lock protection
69   while traversing the hash chain. This isn't different from the
70   existing code.
71
723. The dentry looked up without holding dcache_lock by cannot be
73   returned for walking if it is unhashed. It then may have a NULL
74   d_inode or other bogosity since RCU doesn't protect the other
75   fields in the dentry. We therefore use a flag DCACHE_UNHASHED to
76   indicate unhashed dentries and use this in conjunction with a
77   per-dentry lock (d_lock). Once looked up without the dcache_lock,
78   we acquire the per-dentry lock (d_lock) and check if the dentry is
79   unhashed. If so, the look-up is failed. If not, the reference count
80   of the dentry is increased and the dentry is returned.
81
824. Once a dentry is looked up, it must be ensured during the path walk
83   for that component it doesn't go away. In pre-2.5.10 code, this was
84   done holding a reference to the dentry. dcache_rcu does the same.
85   In some sense, dcache_rcu path walking looks like the pre-2.5.10
86   version.
87
885. All dentry hash chain updates must take the dcache_lock as well as
89   the per-dentry lock in that order. dput() does this to ensure that
90   a dentry that has just been looked up in another CPU doesn't get
91   deleted before dget() can be done on it.
92
936. There are several ways to do reference counting of RCU protected
94   objects. One such example is in ipv4 route cache where deferred
95   freeing (using call_rcu()) is done as soon as the reference count
96   goes to zero. This cannot be done in the case of dentries because
97   tearing down of dentries require blocking (dentry_iput()) which
98   isn't supported from RCU callbacks. Instead, tearing down of
99   dentries happen synchronously in dput(), but actual freeing happens
100   later when RCU grace period is over. This allows safe lock-free
101   walking of the hash chains, but a matched dentry may have been
102   partially torn down. The checking of DCACHE_UNHASHED flag with
103   d_lock held detects such dentries and prevents them from being
104   returned from look-up.
105
106
107Maintaining POSIX rename semantics
108==================================
109
110Since look-up of dentries is lock-free, it can race against a
111concurrent rename operation. For example, during rename of file A to
112B, look-up of either A or B must succeed.  So, if look-up of B happens
113after A has been removed from the hash chain but not added to the new
114hash chain, it may fail.  Also, a comparison while the name is being
115written concurrently by a rename may result in false positive matches
116violating rename semantics.  Issues related to race with rename are
117handled as described below :
118
1191. Look-up can be done in two ways - d_lookup() which is safe from
120   simultaneous renames and __d_lookup() which is not.  If
121   __d_lookup() fails, it must be followed up by a d_lookup() to
122   correctly determine whether a dentry is in the hash table or
123   not. d_lookup() protects look-ups using a sequence lock
124   (rename_lock).
125
1262. The name associated with a dentry (d_name) may be changed if a
127   rename is allowed to happen simultaneously. To avoid memcmp() in
128   __d_lookup() go out of bounds due to a rename and false positive
129   comparison, the name comparison is done while holding the
130   per-dentry lock. This prevents concurrent renames during this
131   operation.
132
1333. Hash table walking during look-up may move to a different bucket as
134   the current dentry is moved to a different bucket due to rename.
135   But we use hlists in dcache hash table and they are
136   null-terminated.  So, even if a dentry moves to a different bucket,
137   hash chain walk will terminate. [with a list_head list, it may not
138   since termination is when the list_head in the original bucket is
139   reached].  Since we redo the d_parent check and compare name while
140   holding d_lock, lock-free look-up will not race against d_move().
141
1424. There can be a theoretical race when a dentry keeps coming back to
143   original bucket due to double moves. Due to this look-up may
144   consider that it has never moved and can end up in a infinite loop.
145   But this is not any worse that theoretical livelocks we already
146   have in the kernel.
147
148
149Important guidelines for filesystem developers related to dcache_rcu
150====================================================================
151
1521. Existing dcache interfaces (pre-2.5.62) exported to filesystem
153   don't change. Only dcache internal implementation changes. However
154   filesystems *must not* delete from the dentry hash chains directly
155   using the list macros like allowed earlier. They must use dcache
156   APIs like d_drop() or __d_drop() depending on the situation.
157
1582. d_flags is now protected by a per-dentry lock (d_lock). All access
159   to d_flags must be protected by it.
160
1613. For a hashed dentry, checking of d_count needs to be protected by
162   d_lock.
163
164
165Papers and other documentation on dcache locking
166================================================
167
1681. Scaling dcache with RCU (http://linuxjournal.com/article.php?sid=7124).
169
1702. http://lse.sourceforge.net/locking/dcache/dcache.html
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