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1The x86 kvm shadow mmu
2======================
3
4The mmu (in arch/x86/kvm, files mmu.[ch] and paging_tmpl.h) is responsible
5for presenting a standard x86 mmu to the guest, while translating guest
6physical addresses to host physical addresses.
7
8The mmu code attempts to satisfy the following requirements:
9
10- correctness: the guest should not be able to determine that it is running
11               on an emulated mmu except for timing (we attempt to comply
12               with the specification, not emulate the characteristics of
13               a particular implementation such as tlb size)
14- security:    the guest must not be able to touch host memory not assigned
15               to it
16- performance: minimize the performance penalty imposed by the mmu
17- scaling:     need to scale to large memory and large vcpu guests
18- hardware:    support the full range of x86 virtualization hardware
19- integration: Linux memory management code must be in control of guest memory
20               so that swapping, page migration, page merging, transparent
21               hugepages, and similar features work without change
22- dirty tracking: report writes to guest memory to enable live migration
23               and framebuffer-based displays
24- footprint:   keep the amount of pinned kernel memory low (most memory
25               should be shrinkable)
26- reliability:  avoid multipage or GFP_ATOMIC allocations
27
28Acronyms
29========
30
31pfn   host page frame number
32hpa   host physical address
33hva   host virtual address
34gfn   guest frame number
35gpa   guest physical address
36gva   guest virtual address
37ngpa  nested guest physical address
38ngva  nested guest virtual address
39pte   page table entry (used also to refer generically to paging structure
40      entries)
41gpte  guest pte (referring to gfns)
42spte  shadow pte (referring to pfns)
43tdp   two dimensional paging (vendor neutral term for NPT and EPT)
44
45Virtual and real hardware supported
46===================================
47
48The mmu supports first-generation mmu hardware, which allows an atomic switch
49of the current paging mode and cr3 during guest entry, as well as
50two-dimensional paging (AMD's NPT and Intel's EPT).  The emulated hardware
51it exposes is the traditional 2/3/4 level x86 mmu, with support for global
52pages, pae, pse, pse36, cr0.wp, and 1GB pages. Emulated hardware also
53able to expose NPT capable hardware on NPT capable hosts.
54
55Translation
56===========
57
58The primary job of the mmu is to program the processor's mmu to translate
59addresses for the guest.  Different translations are required at different
60times:
61
62- when guest paging is disabled, we translate guest physical addresses to
63  host physical addresses (gpa->hpa)
64- when guest paging is enabled, we translate guest virtual addresses, to
65  guest physical addresses, to host physical addresses (gva->gpa->hpa)
66- when the guest launches a guest of its own, we translate nested guest
67  virtual addresses, to nested guest physical addresses, to guest physical
68  addresses, to host physical addresses (ngva->ngpa->gpa->hpa)
69
70The primary challenge is to encode between 1 and 3 translations into hardware
71that support only 1 (traditional) and 2 (tdp) translations.  When the
72number of required translations matches the hardware, the mmu operates in
73direct mode; otherwise it operates in shadow mode (see below).
74
75Memory
76======
77
78Guest memory (gpa) is part of the user address space of the process that is
79using kvm.  Userspace defines the translation between guest addresses and user
80addresses (gpa->hva); note that two gpas may alias to the same hva, but not
81vice versa.
82
83These hvas may be backed using any method available to the host: anonymous
84memory, file backed memory, and device memory.  Memory might be paged by the
85host at any time.
86
87Events
88======
89
90The mmu is driven by events, some from the guest, some from the host.
91
92Guest generated events:
93- writes to control registers (especially cr3)
94- invlpg/invlpga instruction execution
95- access to missing or protected translations
96
97Host generated events:
98- changes in the gpa->hpa translation (either through gpa->hva changes or
99  through hva->hpa changes)
100- memory pressure (the shrinker)
101
102Shadow pages
103============
104
105The principal data structure is the shadow page, 'struct kvm_mmu_page'.  A
106shadow page contains 512 sptes, which can be either leaf or nonleaf sptes.  A
107shadow page may contain a mix of leaf and nonleaf sptes.
108
109A nonleaf spte allows the hardware mmu to reach the leaf pages and
110is not related to a translation directly.  It points to other shadow pages.
111
112A leaf spte corresponds to either one or two translations encoded into
113one paging structure entry.  These are always the lowest level of the
114translation stack, with optional higher level translations left to NPT/EPT.
115Leaf ptes point at guest pages.
116
117The following table shows translations encoded by leaf ptes, with higher-level
118translations in parentheses:
119
120 Non-nested guests:
121  nonpaging:     gpa->hpa
122  paging:        gva->gpa->hpa
123  paging, tdp:   (gva->)gpa->hpa
124 Nested guests:
125  non-tdp:       ngva->gpa->hpa  (*)
126  tdp:           (ngva->)ngpa->gpa->hpa
127
128(*) the guest hypervisor will encode the ngva->gpa translation into its page
129    tables if npt is not present
130
131Shadow pages contain the following information:
132  role.level:
133    The level in the shadow paging hierarchy that this shadow page belongs to.
134    1=4k sptes, 2=2M sptes, 3=1G sptes, etc.
135  role.direct:
136    If set, leaf sptes reachable from this page are for a linear range.
137    Examples include real mode translation, large guest pages backed by small
138    host pages, and gpa->hpa translations when NPT or EPT is active.
139    The linear range starts at (gfn << PAGE_SHIFT) and its size is determined
140    by role.level (2MB for first level, 1GB for second level, 0.5TB for third
141    level, 256TB for fourth level)
142    If clear, this page corresponds to a guest page table denoted by the gfn
143    field.
144  role.quadrant:
145    When role.gpte_is_8_bytes=0, the guest uses 32-bit gptes while the host uses 64-bit
146    sptes.  That means a guest page table contains more ptes than the host,
147    so multiple shadow pages are needed to shadow one guest page.
148    For first-level shadow pages, role.quadrant can be 0 or 1 and denotes the
149    first or second 512-gpte block in the guest page table.  For second-level
150    page tables, each 32-bit gpte is converted to two 64-bit sptes
151    (since each first-level guest page is shadowed by two first-level
152    shadow pages) so role.quadrant takes values in the range 0..3.  Each
153    quadrant maps 1GB virtual address space.
154  role.access:
155    Inherited guest access permissions from the parent ptes in the form uwx.
156    Note execute permission is positive, not negative.
157  role.invalid:
158    The page is invalid and should not be used.  It is a root page that is
159    currently pinned (by a cpu hardware register pointing to it); once it is
160    unpinned it will be destroyed.
161  role.gpte_is_8_bytes:
162    Reflects the size of the guest PTE for which the page is valid, i.e. '1'
163    if 64-bit gptes are in use, '0' if 32-bit gptes are in use.
164  role.nxe:
165    Contains the value of efer.nxe for which the page is valid.
166  role.cr0_wp:
167    Contains the value of cr0.wp for which the page is valid.
168  role.smep_andnot_wp:
169    Contains the value of cr4.smep && !cr0.wp for which the page is valid
170    (pages for which this is true are different from other pages; see the
171    treatment of cr0.wp=0 below).
172  role.smap_andnot_wp:
173    Contains the value of cr4.smap && !cr0.wp for which the page is valid
174    (pages for which this is true are different from other pages; see the
175    treatment of cr0.wp=0 below).
176  role.ept_sp:
177    This is a virtual flag to denote a shadowed nested EPT page.  ept_sp
178    is true if "cr0_wp && smap_andnot_wp", an otherwise invalid combination.
179  role.smm:
180    Is 1 if the page is valid in system management mode.  This field
181    determines which of the kvm_memslots array was used to build this
182    shadow page; it is also used to go back from a struct kvm_mmu_page
183    to a memslot, through the kvm_memslots_for_spte_role macro and
184    __gfn_to_memslot.
185  role.ad_disabled:
186    Is 1 if the MMU instance cannot use A/D bits.  EPT did not have A/D
187    bits before Haswell; shadow EPT page tables also cannot use A/D bits
188    if the L1 hypervisor does not enable them.
189  gfn:
190    Either the guest page table containing the translations shadowed by this
191    page, or the base page frame for linear translations.  See role.direct.
192  spt:
193    A pageful of 64-bit sptes containing the translations for this page.
194    Accessed by both kvm and hardware.
195    The page pointed to by spt will have its page->private pointing back
196    at the shadow page structure.
197    sptes in spt point either at guest pages, or at lower-level shadow pages.
198    Specifically, if sp1 and sp2 are shadow pages, then sp1->spt[n] may point
199    at __pa(sp2->spt).  sp2 will point back at sp1 through parent_pte.
200    The spt array forms a DAG structure with the shadow page as a node, and
201    guest pages as leaves.
202  gfns:
203    An array of 512 guest frame numbers, one for each present pte.  Used to
204    perform a reverse map from a pte to a gfn. When role.direct is set, any
205    element of this array can be calculated from the gfn field when used, in
206    this case, the array of gfns is not allocated. See role.direct and gfn.
207  root_count:
208    A counter keeping track of how many hardware registers (guest cr3 or
209    pdptrs) are now pointing at the page.  While this counter is nonzero, the
210    page cannot be destroyed.  See role.invalid.
211  parent_ptes:
212    The reverse mapping for the pte/ptes pointing at this page's spt. If
213    parent_ptes bit 0 is zero, only one spte points at this page and
214    parent_ptes points at this single spte, otherwise, there exists multiple
215    sptes pointing at this page and (parent_ptes & ~0x1) points at a data
216    structure with a list of parent sptes.
217  unsync:
218    If true, then the translations in this page may not match the guest's
219    translation.  This is equivalent to the state of the tlb when a pte is
220    changed but before the tlb entry is flushed.  Accordingly, unsync ptes
221    are synchronized when the guest executes invlpg or flushes its tlb by
222    other means.  Valid for leaf pages.
223  unsync_children:
224    How many sptes in the page point at pages that are unsync (or have
225    unsynchronized children).
226  unsync_child_bitmap:
227    A bitmap indicating which sptes in spt point (directly or indirectly) at
228    pages that may be unsynchronized.  Used to quickly locate all unsychronized
229    pages reachable from a given page.
230  clear_spte_count:
231    Only present on 32-bit hosts, where a 64-bit spte cannot be written
232    atomically.  The reader uses this while running out of the MMU lock
233    to detect in-progress updates and retry them until the writer has
234    finished the write.
235  write_flooding_count:
236    A guest may write to a page table many times, causing a lot of
237    emulations if the page needs to be write-protected (see "Synchronized
238    and unsynchronized pages" below).  Leaf pages can be unsynchronized
239    so that they do not trigger frequent emulation, but this is not
240    possible for non-leafs.  This field counts the number of emulations
241    since the last time the page table was actually used; if emulation
242    is triggered too frequently on this page, KVM will unmap the page
243    to avoid emulation in the future.
244
245Reverse map
246===========
247
248The mmu maintains a reverse mapping whereby all ptes mapping a page can be
249reached given its gfn.  This is used, for example, when swapping out a page.
250
251Synchronized and unsynchronized pages
252=====================================
253
254The guest uses two events to synchronize its tlb and page tables: tlb flushes
255and page invalidations (invlpg).
256
257A tlb flush means that we need to synchronize all sptes reachable from the
258guest's cr3.  This is expensive, so we keep all guest page tables write
259protected, and synchronize sptes to gptes when a gpte is written.
260
261A special case is when a guest page table is reachable from the current
262guest cr3.  In this case, the guest is obliged to issue an invlpg instruction
263before using the translation.  We take advantage of that by removing write
264protection from the guest page, and allowing the guest to modify it freely.
265We synchronize modified gptes when the guest invokes invlpg.  This reduces
266the amount of emulation we have to do when the guest modifies multiple gptes,
267or when the a guest page is no longer used as a page table and is used for
268random guest data.
269
270As a side effect we have to resynchronize all reachable unsynchronized shadow
271pages on a tlb flush.
272
273
274Reaction to events
275==================
276
277- guest page fault (or npt page fault, or ept violation)
278
279This is the most complicated event.  The cause of a page fault can be:
280
281  - a true guest fault (the guest translation won't allow the access) (*)
282  - access to a missing translation
283  - access to a protected translation
284    - when logging dirty pages, memory is write protected
285    - synchronized shadow pages are write protected (*)
286  - access to untranslatable memory (mmio)
287
288  (*) not applicable in direct mode
289
290Handling a page fault is performed as follows:
291
292 - if the RSV bit of the error code is set, the page fault is caused by guest
293   accessing MMIO and cached MMIO information is available.
294   - walk shadow page table
295   - check for valid generation number in the spte (see "Fast invalidation of
296     MMIO sptes" below)
297   - cache the information to vcpu->arch.mmio_gva, vcpu->arch.mmio_access and
298     vcpu->arch.mmio_gfn, and call the emulator
299 - If both P bit and R/W bit of error code are set, this could possibly
300   be handled as a "fast page fault" (fixed without taking the MMU lock).  See
301   the description in Documentation/virt/kvm/locking.txt.
302 - if needed, walk the guest page tables to determine the guest translation
303   (gva->gpa or ngpa->gpa)
304   - if permissions are insufficient, reflect the fault back to the guest
305 - determine the host page
306   - if this is an mmio request, there is no host page; cache the info to
307     vcpu->arch.mmio_gva, vcpu->arch.mmio_access and vcpu->arch.mmio_gfn
308 - walk the shadow page table to find the spte for the translation,
309   instantiating missing intermediate page tables as necessary
310   - If this is an mmio request, cache the mmio info to the spte and set some
311     reserved bit on the spte (see callers of kvm_mmu_set_mmio_spte_mask)
312 - try to unsynchronize the page
313   - if successful, we can let the guest continue and modify the gpte
314 - emulate the instruction
315   - if failed, unshadow the page and let the guest continue
316 - update any translations that were modified by the instruction
317
318invlpg handling:
319
320  - walk the shadow page hierarchy and drop affected translations
321  - try to reinstantiate the indicated translation in the hope that the
322    guest will use it in the near future
323
324Guest control register updates:
325
326- mov to cr3
327  - look up new shadow roots
328  - synchronize newly reachable shadow pages
329
330- mov to cr0/cr4/efer
331  - set up mmu context for new paging mode
332  - look up new shadow roots
333  - synchronize newly reachable shadow pages
334
335Host translation updates:
336
337  - mmu notifier called with updated hva
338  - look up affected sptes through reverse map
339  - drop (or update) translations
340
341Emulating cr0.wp
342================
343
344If tdp is not enabled, the host must keep cr0.wp=1 so page write protection
345works for the guest kernel, not guest guest userspace.  When the guest
346cr0.wp=1, this does not present a problem.  However when the guest cr0.wp=0,
347we cannot map the permissions for gpte.u=1, gpte.w=0 to any spte (the
348semantics require allowing any guest kernel access plus user read access).
349
350We handle this by mapping the permissions to two possible sptes, depending
351on fault type:
352
353- kernel write fault: spte.u=0, spte.w=1 (allows full kernel access,
354  disallows user access)
355- read fault: spte.u=1, spte.w=0 (allows full read access, disallows kernel
356  write access)
357
358(user write faults generate a #PF)
359
360In the first case there are two additional complications:
361- if CR4.SMEP is enabled: since we've turned the page into a kernel page,
362  the kernel may now execute it.  We handle this by also setting spte.nx.
363  If we get a user fetch or read fault, we'll change spte.u=1 and
364  spte.nx=gpte.nx back.  For this to work, KVM forces EFER.NX to 1 when
365  shadow paging is in use.
366- if CR4.SMAP is disabled: since the page has been changed to a kernel
367  page, it can not be reused when CR4.SMAP is enabled. We set
368  CR4.SMAP && !CR0.WP into shadow page's role to avoid this case. Note,
369  here we do not care the case that CR4.SMAP is enabled since KVM will
370  directly inject #PF to guest due to failed permission check.
371
372To prevent an spte that was converted into a kernel page with cr0.wp=0
373from being written by the kernel after cr0.wp has changed to 1, we make
374the value of cr0.wp part of the page role.  This means that an spte created
375with one value of cr0.wp cannot be used when cr0.wp has a different value -
376it will simply be missed by the shadow page lookup code.  A similar issue
377exists when an spte created with cr0.wp=0 and cr4.smep=0 is used after
378changing cr4.smep to 1.  To avoid this, the value of !cr0.wp && cr4.smep
379is also made a part of the page role.
380
381Large pages
382===========
383
384The mmu supports all combinations of large and small guest and host pages.
385Supported page sizes include 4k, 2M, 4M, and 1G.  4M pages are treated as
386two separate 2M pages, on both guest and host, since the mmu always uses PAE
387paging.
388
389To instantiate a large spte, four constraints must be satisfied:
390
391- the spte must point to a large host page
392- the guest pte must be a large pte of at least equivalent size (if tdp is
393  enabled, there is no guest pte and this condition is satisfied)
394- if the spte will be writeable, the large page frame may not overlap any
395  write-protected pages
396- the guest page must be wholly contained by a single memory slot
397
398To check the last two conditions, the mmu maintains a ->disallow_lpage set of
399arrays for each memory slot and large page size.  Every write protected page
400causes its disallow_lpage to be incremented, thus preventing instantiation of
401a large spte.  The frames at the end of an unaligned memory slot have
402artificially inflated ->disallow_lpages so they can never be instantiated.
403
404Fast invalidation of MMIO sptes
405===============================
406
407As mentioned in "Reaction to events" above, kvm will cache MMIO
408information in leaf sptes.  When a new memslot is added or an existing
409memslot is changed, this information may become stale and needs to be
410invalidated.  This also needs to hold the MMU lock while walking all
411shadow pages, and is made more scalable with a similar technique.
412
413MMIO sptes have a few spare bits, which are used to store a
414generation number.  The global generation number is stored in
415kvm_memslots(kvm)->generation, and increased whenever guest memory info
416changes.
417
418When KVM finds an MMIO spte, it checks the generation number of the spte.
419If the generation number of the spte does not equal the global generation
420number, it will ignore the cached MMIO information and handle the page
421fault through the slow path.
422
423Since only 18 bits are used to store generation-number on mmio spte, all
424pages are zapped when there is an overflow.
425
426Unfortunately, a single memory access might access kvm_memslots(kvm) multiple
427times, the last one happening when the generation number is retrieved and
428stored into the MMIO spte.  Thus, the MMIO spte might be created based on
429out-of-date information, but with an up-to-date generation number.
430
431To avoid this, the generation number is incremented again after synchronize_srcu
432returns; thus, bit 63 of kvm_memslots(kvm)->generation set to 1 only during a
433memslot update, while some SRCU readers might be using the old copy.  We do not
434want to use an MMIO sptes created with an odd generation number, and we can do
435this without losing a bit in the MMIO spte.  The "update in-progress" bit of the
436generation is not stored in MMIO spte, and is so is implicitly zero when the
437generation is extracted out of the spte.  If KVM is unlucky and creates an MMIO
438spte while an update is in-progress, the next access to the spte will always be
439a cache miss.  For example, a subsequent access during the update window will
440miss due to the in-progress flag diverging, while an access after the update
441window closes will have a higher generation number (as compared to the spte).
442
443
444Further reading
445===============
446
447- NPT presentation from KVM Forum 2008
448  http://www.linux-kvm.org/images/c/c8/KvmForum2008%24kdf2008_21.pdf
449
450